We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWN icon
451
iShares Russell 2000 Value ETF
IWN
$14.4B
$486K 0.04%
3,865
+252
+7% +$31.5K
KR icon
452
Kroger
KR
$34.8B
$485K 0.04%
17,668
+3,214
+22% +$74.8K
FEX icon
453
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$477K 0.04%
8,151
-1,536
-16% -$87.4K
FEZ icon
454
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$475K 0.04%
11,666
– –
GDXJ icon
455
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$472K 0.04%
13,821
+1,528
+12% +$49.8K
FLTR icon
456
VanEck IG Floating Rate ETF
FLTR
$2.93B
$470K 0.04%
18,608
-1,609
-8% -$40.6K
XMLV icon
457
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$468K 0.04%
10,305
-89
-0.9% -$4.03K
PTLC icon
458
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
$467K 0.04%
16,314
+1,365
+9% +$38.3K
HA
459
DELISTED
Hawaiian Holdings, Inc.
HA
$467K 0.04%
11,718
+937
+9% +$36K
FFC
460
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$768M
$466K 0.04%
22,800
-1,354
-6% -$28.3K
IFV icon
461
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
$466K 0.04%
20,964
+7,001
+50% +$153K
CEQP
462
DELISTED
Crestwood Equity Partners LP
CEQP
$466K 0.04%
18,046
-722
-4% -$17.6K
WHR icon
463
Whirlpool
WHR
$2.42B
$465K 0.04%
2,758
+629
+30% +$107K
FXH icon
464
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$462K 0.04%
6,614
+446
+7% +$30.5K
QDF icon
465
FlexShares Quality Dividend Index Fund
QDF
$2.21B
$458K 0.04%
10,172
+216
+2% +$9.41K
LRCX icon
466
Lam Research
LRCX
$382B
$457K 0.04%
24,820
-1,620
-6% -$31.8K
BRSL
467
Brightstar Lottery PLC
BRSL
$1.91B
$455K 0.04%
17,160
+8,458
+97% +$217K
EPR icon
468
EPR Properties
EPR
$4.86B
$448K 0.03%
6,843
+780
+13% +$53.3K
PBI icon
469
Pitney Bowes
PBI
$2.42B
$444K 0.03%
39,686
-358
-0.9% -$4.22K
PTNQ icon
470
Pacer Trendpilot 100 ETF
PTNQ
$1.2B
$443K 0.03%
14,651
+1,315
+10% +$39K
RDIV icon
471
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.36B
$443K 0.03%
12,116
-544
-4% -$19.2K
GLW icon
472
Corning
GLW
$126B
$441K 0.03%
13,787
+580
+4% +$18.3K
UNIT
473
Uniti Group
UNIT
$2.63B
$440K 0.03%
24,748
-1,014
-4% -$16.7K
XYZ
474
Block Inc
XYZ
$45.9B
$440K 0.03%
12,684
+2,741
+28% +$100K
BUD icon
475
AB InBev
BUD
$158B
$437K 0.03%
3,915
-199
-5% -$23.4K
17 18
19
20 21

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.