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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
Cap. Flow
+$110M
Cap. Flow %
9.07%
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$15M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.39M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.58M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.08M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.82M

Top Sells

Rank Stock Value
1
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.5M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.19M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$4.35M
4
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.23M
5
DD icon
DuPont de Nemours
DD
+$2.81M

Sector Composition

Rank Sector Weight
1 Technology 6.02%
2 Healthcare 4.77%
3 Financials 4.73%
4 Industrials 4.48%
5 Consumer Staples 4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGI
451
Virtus Global Multi-Sector Income Fund
VGI
$81.2M
$473K 0.04%
+26,140
New +$453K
MDIV icon
452
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$470K 0.04%
24,523
-159
-0.6% -$3.06K
BBN icon
453
BlackRock Taxable Municipal Bond Trust
BBN
$969M
$469K 0.04%
+20,056
New +$470K
GBDC icon
454
Golub Capital BDC
GBDC
$3.33B
$466K 0.04%
25,284
+6,637
+36% +$124K
ALL icon
455
Allstate
ALL
$66.9B
$462K 0.04%
5,023
-253
-5% -$23K
AAL icon
456
American Airlines Group
AAL
$9.58B
$459K 0.04%
9,668
+80
+0.8% +$3.87K
DHR icon
457
Danaher
DHR
$135B
$459K 0.04%
6,035
+476
+9% +$35.2K
OXY icon
458
Occidental Petroleum
OXY
$57B
$458K 0.04%
7,138
+108
+2% +$6.58K
CEQP
459
DELISTED
Crestwood Equity Partners LP
CEQP
$458K 0.04%
18,768
+604
+3% +$14.8K
XMLV icon
460
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$456K 0.04%
10,394
+382
+4% +$16.6K
QDEF icon
461
FlexShares Quality Dividend Defensive Index Fund
QDEF
$543M
$455K 0.04%
10,950
– –
DON icon
462
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$450K 0.04%
13,515
+678
+5% +$22.1K
ADBE icon
463
Adobe
ADBE
$89.5B
$448K 0.04%
3,003
+1,545
+106% +$231K
IWN icon
464
iShares Russell 2000 Value ETF
IWN
$14.4B
$448K 0.04%
3,613
+17
+0.5% +$2K
BWX icon
465
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$445K 0.04%
15,831
+5,070
+47% +$143K
PGF icon
466
Invesco Financial Preferred ETF
PGF
$676M
$445K 0.04%
23,447
+3,641
+18% +$69.3K
MZOR
467
DELISTED
Mazor Robotics Ltd.
MZOR
$443K 0.04%
+8,976
New +$374K
RDIV icon
468
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.36B
$442K 0.04%
12,660
+2,727
+27% +$91.8K
EWC icon
469
iShares MSCI Canada ETF
EWC
$6.04B
$441K 0.04%
+15,246
New +$424K
MCHP icon
470
Microchip Technology
MCHP
$42.8B
$440K 0.04%
9,792
-1,038
-10% -$43.5K
HBI
471
DELISTED
Hanesbrands
HBI
$438K 0.04%
17,766
-24,349
-58% -$584K
AET
472
DELISTED
Aetna Inc
AET
$438K 0.04%
2,753
+51
+2% +$7.97K
VCR icon
473
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$437K 0.04%
3,052
-149
-5% -$21.2K
FAST icon
474
Fastenal
FAST
$54B
$436K 0.04%
38,276
+3,756
+11% +$40.5K
PPG icon
475
PPG Industries
PPG
$25.9B
$432K 0.04%
3,979
-90
-2% -$9.58K
17 18
19
20 21

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Sigma Planning Corp's Q3 2017 Portfolio in Review

As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.

  • Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
  • Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
  • Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
  • Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.

Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.