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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.31%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$915M
AUM Growth
+$71.4M
Cap. Flow
+$59.7M
Cap. Flow %
6.52%
Top 10 Hldgs %
17.37%
Holding
832
New
89
Increased
316
Reduced
308
Closed
97

Top Buys

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$8.45M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.41M
3
HDV
iShares Core High Dividend ETF
HDV
+$7.4M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$6.26M
5
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$5.04M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.63M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.97M
3
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.6M
4
IYR icon
iShares US Real Estate ETF
IYR
+$1.86M
5
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$1.6M

Sector Composition

Rank Sector Weight
1 Technology 5.02%
2 Consumer Staples 4.87%
3 Financials 4.78%
4 Industrials 4.53%
5 Healthcare 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACN icon
451
Accenture
ACN
$89.9B
$373K 0.04%
3,184
+192
+6% +$22.8K
FXH icon
452
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$373K 0.04%
6,509
-576
-8% -$33.4K
BIDU icon
453
Baidu
BIDU
$35.8B
$372K 0.04%
2,262
-511
-18% -$87K
PB icon
454
Prosperity Bancshares
PB
$8.77B
$372K 0.04%
5,178
-75
-1% -$4.69K
XHR
455
Xenia Hotels & Resorts
XHR
$1.98B
$371K 0.04%
19,089
-3,686
-16% -$62.9K
RAD
456
DELISTED
Rite Aid Corporation
RAD
$370K 0.04%
2,244
+401
+22% +$60.6K
DBL
457
DoubleLine Opportunistic Credit Fund
DBL
$278M
$369K 0.04%
15,967
-203
-1% -$4.83K
APD icon
458
Air Products & Chemicals
APD
$66.3B
$368K 0.04%
2,557
-211
-8% -$29.5K
IWP icon
459
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$367K 0.04%
7,534
+2,984
+66% +$144K
CXT icon
460
Crane NXT
CXT
$3.04B
$366K 0.04%
14,611
– –
FCOR icon
461
Fidelity Corporate Bond ETF
FCOR
$352M
$366K 0.04%
7,407
+2,036
+38% +$102K
FMAT icon
462
Fidelity MSCI Materials Index ETF
FMAT
$585M
$366K 0.04%
12,694
+4,441
+54% +$125K
CALD
463
DELISTED
Callidus Software, Inc.
CALD
$364K 0.04%
21,637
-2,923
-12% -$49.9K
MFIC icon
464
MidCap Financial Investment
MFIC
$784M
$363K 0.04%
20,643
+247
+1% +$4.42K
AB icon
465
AllianceBernstein
AB
$3.47B
$362K 0.04%
15,428
-265
-2% -$5.98K
DWIN
466
DELISTED
Invesco DWA Tactical Multi-Asset Income ETF
DWIN
$362K 0.04%
+13,214
New +$358K
APA icon
467
APA Corp
APA
$12.8B
$361K 0.04%
5,683
+594
+12% +$37.4K
LXP icon
468
LXP Industrial Trust
LXP
$3.53B
$361K 0.04%
+6,676
New +$340K
TTE icon
469
TotalEnergies
TTE
$193B
$361K 0.04%
7,087
-871
-11% -$41.9K
GDXJ icon
470
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$358K 0.04%
11,335
-3,022
-21% -$110K
PRU icon
471
Prudential Financial
PRU
$41.7B
$358K 0.04%
3,439
-210
-6% -$19.9K
BAB icon
472
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$357K 0.04%
12,276
+462
+4% +$13.8K
IOC
473
DELISTED
Interoil Corporation
IOC
$357K 0.04%
7,505
-117
-2% -$5.71K
WHR icon
474
Whirlpool
WHR
$2.42B
$355K 0.04%
1,950
+165
+9% +$27.3K
COW
475
DELISTED
iPath Bloomberg Livestock Subindex Total Return ETN due October 22, 2037
COW
$355K 0.04%
+15,862
New +$313K
17 18
19
20 21

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Sigma Planning Corp's Q4 2016 Portfolio in Review

As of Q4 2016, Sigma Planning Corp held 832 positions worth $915M, up 8.5% from $843M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp deployed $59.7M of net new capital in Q4 2016, opening 89 new positions and adding to 316 existing holdings. Its largest new stake was ProShares Ultra S&P500: 356,808 shares worth $3.4M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.9% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $4.63M trimmed.

  • Sigma Planning Corp's largest Q4 2016 buy was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
  • Sigma Planning Corp added most to iShares Core S&P US Value ETF in Q4 2016, an estimated $8.45M increase.
  • Sigma Planning Corp's biggest Q4 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $4.63M.
  • Sigma Planning Corp fully exited Guggenheim BulletShares 2016 High Yield Corporate Bond ETF in Q4 2016, selling an estimated $1.25M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $915M portfolio in Q4 2016.
  • Sigma Planning Corp opened 89 new positions and closed 97 in Q4 2016.
  • Sigma Planning Corp's portfolio value rose 8.5% quarter-over-quarter to $915M.

Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.