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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$767M
AUM Growth
+$35.5M
Cap. Flow
+$10.7M
Cap. Flow %
1.4%
Top 10 Hldgs %
17.73%
Holding
803
New
103
Increased
327
Reduced
251
Closed
107

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$7.46M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.41M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$5.46M
4
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$5.3M
5
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.58M

Top Sells

Rank Stock Value
1
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.98M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.63M
3
MBB icon
iShares MBS ETF
MBB
+$2.98M
4
IGOV icon
iShares International Treasury Bond ETF
IGOV
+$2.75M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.73M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.74%
2 Healthcare 4.86%
3 Technology 4.76%
4 Industrials 4.22%
5 Communication Services 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXMX
451
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$329K 0.04%
25,217
-4,227
-14% -$54.1K
EXG icon
452
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$329K 0.04%
38,440
-3,365
-8% -$29.4K
PKW icon
453
Invesco BuyBack Achievers ETF
PKW
$1.69B
$327K 0.04%
7,238
-889
-11% -$40.4K
ITW icon
454
Illinois Tool Works
ITW
$81.4B
$325K 0.04%
3,124
+569
+22% +$59.6K
CBRL icon
455
Cracker Barrel
CBRL
$1.2B
$324K 0.04%
+1,889
New +$295K
CRM icon
456
Salesforce
CRM
$134B
$324K 0.04%
4,078
+110
+3% +$8.63K
SLYG icon
457
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.02B
$322K 0.04%
+7,212
New +$315K
UBSI icon
458
United Bankshares
UBSI
$6.55B
$321K 0.04%
8,562
+1,209
+16% +$45.6K
USO icon
459
United States Oil Fund
USO
$2.45B
$319K 0.04%
3,444
-1,277
-27% -$114K
LSI
460
DELISTED
Life Storage, Inc.
LSI
$319K 0.04%
4,563
-119
-3% -$8.64K
K
461
DELISTED
Kellanova
K
$317K 0.04%
4,134
+886
+27% +$63.6K
CXP
462
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$317K 0.04%
14,805
-2,169
-13% -$46.9K
AAPL icon
463
CALL
Apple
AAPL
$4.89T
$315K 0.04%
13,200
+5,200
+65% +$129K
OI icon
464
O-I Glass
OI
$1.39B
$315K 0.04%
17,490
+1,925
+12% +$35.3K
NI icon
465
NiSource
NI
$22.4B
$314K 0.04%
11,836
+1,089
+10% +$26.1K
IVR icon
466
Invesco Mortgage Capital
IVR
$776M
$312K 0.04%
2,277
-322
-12% -$43.3K
LDP icon
467
Cohen & Steers Duration Preferred & Income Fund
LDP
$599M
$312K 0.04%
12,825
+1,475
+13% +$34.8K
MFIC icon
468
MidCap Financial Investment
MFIC
$784M
$310K 0.04%
18,633
+543
+3% +$9.09K
IIM icon
469
Invesco Value Municipal Income Trust
IIM
$583M
$307K 0.04%
17,269
-5,066
-23% -$87.5K
KSS icon
470
Kohl's
KSS
$2.03B
$305K 0.04%
+8,045
New +$320K
DE icon
471
Deere & Co
DE
$170B
$304K 0.04%
3,747
-263
-7% -$21.6K
DHR icon
472
Danaher
DHR
$135B
$304K 0.04%
4,471
+923
+26% +$60.4K
USB icon
473
US Bancorp
USB
$99.6B
$304K 0.04%
7,530
+586
+8% +$24.4K
LUMN icon
474
Lumen
LUMN
$6.53B
$303K 0.04%
10,455
-11,746
-53% -$342K
MCK icon
475
McKesson
MCK
$98.5B
$303K 0.04%
1,624
+60
+4% +$10.5K
17 18
19
20 21

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q2 2016 Portfolio in Review

As of Q2 2016, Sigma Planning Corp held 803 positions worth $767M, up 4.9% from $732M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q2 2016 filing shows 103 new, 327 increased, 251 reduced and 107 closed positions. Its largest new stake was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M. The largest sale was iShares S&P Mid-Cap 400 Growth ETF, an estimated $4.98M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.7% of assets, down from 6.2% a quarter earlier, followed by Healthcare and Technology.

  • Sigma Planning Corp's largest Q2 2016 buy was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M.
  • Sigma Planning Corp added most to iShares S&P 100 ETF in Q2 2016, an estimated $7.46M increase.
  • Sigma Planning Corp's biggest Q2 2016 reduction was iShares S&P Mid-Cap 400 Growth ETF, cutting an estimated $4.98M.
  • Sigma Planning Corp fully exited Chimera Investment in Q2 2016, selling an estimated $1.75M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $767M portfolio in Q2 2016.
  • Sigma Planning Corp opened 103 new positions and closed 107 in Q2 2016.
  • Sigma Planning Corp's portfolio value rose 4.9% quarter-over-quarter to $767M.

Based on Sigma Planning Corp's 13F filing for Q2 2016, filed 22 Jul 2016.