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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.25%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$732M
AUM Growth
+$17.2M
Cap. Flow
+$2.4M
Cap. Flow %
0.33%
Top 10 Hldgs %
18%
Holding
810
New
114
Increased
279
Reduced
290
Closed
110

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$5.57M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.92M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$4.01M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.97M
5
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.69M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.48M
3
SH icon
ProShares Short S&P500
SH
+$3.97M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.73M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.17%
2 Technology 5.83%
3 Healthcare 5.3%
4 Industrials 4.69%
5 Communication Services 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLR.PRI
451
DELISTED
DIGITAL RLTY TR INC PFD SR I % (MD)
DLR.PRI
$302K 0.04%
+11,697
New +$296K
MFIC icon
452
MidCap Financial Investment
MFIC
$784M
$301K 0.04%
18,090
+893
+5% +$13.8K
NXDT
453
NexPoint Diversified Real Estate Trust
NXDT
$281M
$300K 0.04%
+16,628
New +$302K
GDXJ icon
454
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$298K 0.04%
+10,705
New +$250K
PXD
455
DELISTED
Pioneer Natural Resource Co.
PXD
$298K 0.04%
2,116
+54
+3% +$6.69K
SLB icon
456
SLB Ltd
SLB
$77.8B
$297K 0.04%
5,386
-628
-10% -$44.2K
FAST icon
457
Fastenal
FAST
$54B
$296K 0.04%
32,336
+2,944
+10% +$32K
PRU icon
458
Prudential Financial
PRU
$41.7B
$296K 0.04%
4,097
-273
-6% -$19K
CRM icon
459
Salesforce
CRM
$134B
$293K 0.04%
3,968
-3,426
-46% -$236K
JBLU icon
460
JetBlue
JBLU
$1.96B
$293K 0.04%
13,886
+596
+4% +$12.5K
COL
461
DELISTED
Rockwell Collins
COL
$292K 0.04%
+3,162
New +$274K
SIRE
462
DELISTED
Sisecam Resources LP
SIRE
$291K 0.04%
11,251
+276
+3% +$6.25K
FBND icon
463
Fidelity Total Bond ETF
FBND
$26.9B
$289K 0.04%
+5,917
New +$284K
AIVL icon
464
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$288K 0.04%
3,821
-120
-3% -$8.44K
DOG
465
ProShares Short Dow30
DOG
$96.8M
$288K 0.04%
3,283
-139
-4% -$13K
CINF icon
466
Cincinnati Financial
CINF
$28.3B
$287K 0.04%
+4,397
New +$268K
PZA icon
467
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
$285K 0.04%
11,056
+1,912
+21% +$49K
FL
468
DELISTED
Foot Locker
FL
$284K 0.04%
+4,409
New +$286K
NMFC icon
469
New Mountain Finance
NMFC
$646M
$284K 0.04%
22,487
+6,940
+45% +$84.3K
HPY
470
DELISTED
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
$284K 0.04%
2,944
– –
GLW icon
471
Corning
GLW
$126B
$283K 0.04%
13,570
+1,808
+15% +$33.5K
IYH icon
472
iShares US Healthcare ETF
IYH
$3.11B
$283K 0.04%
10,055
-4,740
-32% -$131K
USB icon
473
US Bancorp
USB
$99.6B
$282K 0.04%
6,944
-276
-4% -$11K
VGK icon
474
Vanguard FTSE Europe ETF
VGK
$30B
$282K 0.04%
5,811
-576
-9% -$26.9K
BCS.PRA.CL
475
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$280K 0.04%
10,967
+85
+0.8% +$2.15K
17 18
19
20 21

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BPS
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WWA
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Sigma Planning Corp's Q1 2016 Portfolio in Review

As of Q1 2016, Sigma Planning Corp held 810 positions worth $732M, up 2.4% from $714M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q1 2016 filing shows 114 new, 279 increased, 290 reduced and 110 closed positions. Its largest new stake was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M. The largest sale was Fidelity Nasdaq Composite Index ETF, an estimated $5.87M.

By sector, the portfolio is most concentrated in Consumer Staples at 6.2% of assets, up from 5.3% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q1 2016 buy was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2016, an estimated $5.57M increase.
  • Sigma Planning Corp's biggest Q1 2016 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $5.87M.
  • Sigma Planning Corp fully exited ProShares Ultra S&P500 in Q1 2016, selling an estimated $3.73M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $732M portfolio in Q1 2016.
  • Sigma Planning Corp opened 114 new positions and closed 110 in Q1 2016.
  • Sigma Planning Corp's portfolio value rose 2.4% quarter-over-quarter to $732M.

Based on Sigma Planning Corp's 13F filing for Q1 2016, filed 18 Apr 2016.