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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDX icon
426
VanEck Gold Miners ETF
GDX
$23B
$1.45M 0.04%
49,192
+10,402
+27% +$339K
MPT
427
Medical Properties Trust
MPT
$2.89B
$1.45M 0.04%
72,255
+10,981
+18% +$225K
CHI
428
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$1.44M 0.04%
96,438
-4,322
-4% -$66.4K
STZ icon
429
Constellation Brands
STZ
$22.2B
$1.43M 0.04%
6,779
-204
-3% -$44.5K
AOK icon
430
iShares Core Conservative Allocation ETF
AOK
$803M
$1.42M 0.04%
35,946
+1,953
+6% +$78.2K
IWD icon
431
iShares Russell 1000 Value ETF
IWD
$82B
$1.42M 0.04%
9,053
+372
+4% +$59.6K
SGOL icon
432
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$1.42M 0.04%
84,074
-1,331
-2% -$22.9K
BIDU icon
433
Baidu
BIDU
$35.8B
$1.41M 0.04%
9,169
-461
-5% -$75.7K
AGNT
434
AGNT Inc
AGNT
$664M
$1.41M 0.04%
35,464
+2,060
+6% +$88.2K
SMH icon
435
VanEck Semiconductor ETF
SMH
$67.6B
$1.41M 0.04%
10,996
+1,406
+15% +$185K
VOT icon
436
Vanguard Mid-Cap Growth ETF
VOT
$19B
$1.41M 0.04%
5,953
-568
-9% -$138K
NMFC icon
437
New Mountain Finance
NMFC
$646M
$1.4M 0.04%
105,252
-3,981
-4% -$53.2K
ACWI icon
438
iShares MSCI ACWI ETF
ACWI
$32.6B
$1.4M 0.04%
13,958
-139
-1% -$14.3K
FMAT icon
439
Fidelity MSCI Materials Index ETF
FMAT
$585M
$1.39M 0.04%
31,444
+250
+0.8% +$11.6K
HRL icon
440
Hormel Foods
HRL
$13.9B
$1.38M 0.04%
33,535
+5,337
+19% +$241K
MEAR icon
441
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$1.36M 0.04%
27,162
+869
+3% +$43.6K
SHYG icon
442
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$1.36M 0.04%
29,781
-3,999
-12% -$183K
DBEF icon
443
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
$1.35M 0.04%
35,846
+3,134
+10% +$120K
MDLZ icon
444
Mondelez International
MDLZ
$77.7B
$1.35M 0.04%
23,239
-134
-0.6% -$8.34K
NUS icon
445
Nu Skin
NUS
$247M
$1.35M 0.04%
33,349
+28,121
+538% +$1.42M
MDIV icon
446
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$1.35M 0.04%
82,252
+1,025
+1% +$17.1K
SCHV
447
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$1.34M 0.04%
59,763
-9,531
-14% -$220K
MBB icon
448
iShares MBS ETF
MBB
$39B
$1.34M 0.04%
12,421
-651
-5% -$70.6K
KBA icon
449
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$150M
$1.34M 0.04%
29,333
+199
+0.7% +$9.15K
ROK icon
450
Rockwell Automation
ROK
$51.4B
$1.34M 0.04%
4,559
-986
-18% -$303K
16 17
18
19 20

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.