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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.36B
AUM Growth
+$225M
Cap. Flow
+$26.2M
Cap. Flow %
0.78%
Top 10 Hldgs %
18.93%
Holding
1,527
New
202
Increased
746
Reduced
440
Closed
114

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$8.48M
2
GLD icon
SPDR Gold Trust
GLD
+$8.07M
3
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.11M
4
DVN icon
Devon Energy
DVN
+$7.08M
5
NUE icon
Nucor
NUE
+$7.07M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$25.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$18.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$17.8M
4
IVZ icon
Invesco
IVZ
+$8.42M
5
ISCG icon
iShares Morningstar Small-Cap Growth ETF
ISCG
+$7.9M

Sector Composition

Rank Sector Weight
1 Technology 10.94%
2 Consumer Discretionary 6.38%
3 Financials 4.83%
4 Healthcare 4.46%
5 Communication Services 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMAT icon
426
Fidelity MSCI Materials Index ETF
FMAT
$585M
$1.44M 0.04%
31,194
+8,382
+37% +$396K
C icon
427
Citigroup
C
$222B
$1.44M 0.04%
20,357
+3,150
+18% +$233K
NMFC icon
428
New Mountain Finance
NMFC
$646M
$1.44M 0.04%
109,233
-198
-0.2% -$2.58K
ACWI icon
429
iShares MSCI ACWI ETF
ACWI
$32.6B
$1.43M 0.04%
14,097
+3,597
+34% +$358K
BLK icon
430
Blackrock
BLK
$164B
$1.43M 0.04%
1,629
+115
+8% +$97.1K
OIH icon
431
CALL
VanEck Oil Services ETF
OIH
$2.06B
$1.42M 0.04%
+6,500
New +$1.36M
LIT icon
432
Global X Lithium & Battery Tech ETF
LIT
$1.49B
$1.42M 0.04%
19,614
+12,115
+162% +$780K
HUBS icon
433
HubSpot
HUBS
$10.5B
$1.42M 0.04%
2,437
+1,298
+114% +$677K
TTCF
434
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$1.42M 0.04%
66,135
+17,291
+35% +$339K
IWN icon
435
iShares Russell 2000 Value ETF
IWN
$14.4B
$1.42M 0.04%
8,536
+1,753
+26% +$289K
MBB icon
436
iShares MBS ETF
MBB
$39B
$1.42M 0.04%
13,072
-2,292
-15% -$248K
PDBC icon
437
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
$1.41M 0.04%
70,026
+10,954
+19% +$208K
KBA icon
438
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$150M
$1.39M 0.04%
29,134
-375
-1% -$17.3K
JEPI icon
439
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
$1.38M 0.04%
22,857
+19,139
+515% +$1.14M
MDIV icon
440
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$1.38M 0.04%
81,227
+1,195
+1% +$20.1K
PVLA
441
Palvella Therapeutics
PVLA
$1.98B
$1.38M 0.04%
4,498
+1,553
+53% +$341K
IWD icon
442
iShares Russell 1000 Value ETF
IWD
$82B
$1.38M 0.04%
8,681
+904
+12% +$143K
NEAR icon
443
iShares Short Maturity Bond ETF
NEAR
$4.8B
$1.38M 0.04%
27,423
-5,462
-17% -$274K
OXY icon
444
Occidental Petroleum
OXY
$57B
$1.37M 0.04%
43,903
+28,552
+186% +$766K
CSX icon
445
CSX Corp
CSX
$98.6B
$1.36M 0.04%
42,452
+824
+2% +$27.2K
GDXJ icon
446
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$1.36M 0.04%
29,138
+2,816
+11% +$142K
AOK icon
447
iShares Core Conservative Allocation ETF
AOK
$803M
$1.35M 0.04%
33,993
+2,520
+8% +$99.3K
IYF icon
448
iShares US Financials ETF
IYF
$4.39B
$1.35M 0.04%
16,615
-173
-1% -$13.9K
HRL icon
449
Hormel Foods
HRL
$13.9B
$1.35M 0.04%
28,198
+2,942
+12% +$140K
IP icon
450
International Paper
IP
$22.3B
$1.35M 0.04%
23,175
+5,321
+30% +$304K
16 17
18
19 20

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Sigma Planning Corp's Q2 2021 Portfolio in Review

As of Q2 2021, Sigma Planning Corp held 1,527 positions worth $3.36B, up 7.2% from $3.13B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q2 2021 filing shows 202 new, 746 increased, 440 reduced and 114 closed positions. Its largest new stake was Devon Energy: 273,908 shares worth $8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q2 2021 buy was Devon Energy: 273,908 shares worth $8M.
  • Sigma Planning Corp added most to Invesco QQQ Trust in Q2 2021, an estimated $8.48M increase.
  • Sigma Planning Corp's biggest Q2 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $25.1M.
  • Sigma Planning Corp fully exited iShares Morningstar Small-Cap Growth ETF in Q2 2021, selling an estimated $7.9M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.36B portfolio in Q2 2021.
  • Sigma Planning Corp opened 202 new positions and closed 114 in Q2 2021.
  • Sigma Planning Corp's portfolio value rose 7.2% quarter-over-quarter to $3.36B.

Based on Sigma Planning Corp's 13F filing for Q2 2021, filed 13 Aug 2021.