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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+21.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.28B
AUM Growth
+$594M
Cap. Flow
+$272M
Cap. Flow %
11.95%
Top 10 Hldgs %
24.27%
Holding
1,116
New
201
Increased
513
Reduced
312
Closed
62

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$20.9M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$10.6M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.59M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.46M
5
MSFT icon
Microsoft
MSFT
+$8.38M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.33M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.61M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$4.28M
4
STPZ icon
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
+$3.82M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.69M

Sector Composition

Rank Sector Weight
1 Technology 10.99%
2 Healthcare 5.18%
3 Consumer Discretionary 5.15%
4 Communication Services 3.99%
5 Financials 3.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COP icon
426
ConocoPhillips
COP
$142B
$875K 0.04%
20,818
-937
-4% -$37.9K
PTMC icon
427
Pacer Trendpilot US Mid Cap ETF
PTMC
$394M
$868K 0.04%
31,715
-1,538
-5% -$43.2K
ESPO icon
428
VanEck Video Gaming and eSports ETF
ESPO
$239M
$867K 0.04%
+16,757
New +$761K
MRVL icon
429
Marvell Technology
MRVL
$170B
$867K 0.04%
24,743
+13,962
+130% +$409K
VTIP icon
430
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$867K 0.04%
17,286
+1,339
+8% +$66.5K
BSJN
431
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$866K 0.04%
36,104
+12,727
+54% +$299K
USRT icon
432
iShares Core US REIT ETF
USRT
$4.74B
$863K 0.04%
19,843
+697
+4% +$29.2K
ILMN icon
433
Illumina
ILMN
$28.9B
$855K 0.04%
2,373
-1,386
-37% -$446K
BAB icon
434
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$850K 0.04%
25,834
-110
-0.4% -$3.5K
WDC icon
435
Western Digital
WDC
$172B
$847K 0.04%
25,369
+5,091
+25% +$165K
SHV icon
436
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$843K 0.04%
7,612
+2,379
+45% +$264K
PRVB
437
DELISTED
Provention Bio, Inc. Common Stock
PRVB
$833K 0.04%
59,040
-17,840
-23% -$225K
VMBS icon
438
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$829K 0.04%
+15,238
New +$829K
MPT
439
Medical Properties Trust
MPT
$2.9B
$828K 0.04%
44,045
+14,168
+47% +$251K
IAGG icon
440
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$827K 0.04%
14,849
+580
+4% +$32.1K
C icon
441
Citigroup
C
$222B
$823K 0.04%
16,109
+148
+0.9% +$7.02K
NOC icon
442
Northrop Grumman
NOC
$77.9B
$821K 0.04%
2,670
+250
+10% +$82K
K
443
DELISTED
Kellanova
K
$817K 0.04%
13,172
-235
-2% -$14.2K
XLG icon
444
Invesco S&P 500 Top 50 ETF
XLG
$10.4B
$815K 0.04%
+34,260
New +$766K
CFR icon
445
Cullen/Frost Bankers
CFR
$10.3B
$814K 0.04%
10,899
-86
-0.8% -$5.99K
FDL icon
446
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.79B
$811K 0.04%
31,989
+10,498
+49% +$261K
SPHD icon
447
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$810K 0.04%
24,593
-3,016
-11% -$98.1K
BSJM
448
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$810K 0.04%
36,328
+13,326
+58% +$296K
BSJL
449
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$810K 0.04%
35,679
+12,783
+56% +$288K
UBER icon
450
Uber
UBER
$138B
$809K 0.04%
26,035
-10,822
-29% -$337K
16 17
18
19 20

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q2 2020 Portfolio in Review

As of Q2 2020, Sigma Planning Corp held 1,116 positions worth $2.28B, up 35% from $1.68B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp deployed $272M of net new capital in Q2 2020, opening 201 new positions and adding to 513 existing holdings. Its largest new stake was Chipotle Mexican Grill: 205,200 shares worth $4.32M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $6.33M trimmed.

  • Sigma Planning Corp's largest Q2 2020 buy was Chipotle Mexican Grill: 205,200 shares worth $4.32M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q2 2020, an estimated $20.9M increase.
  • Sigma Planning Corp's biggest Q2 2020 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.33M.
  • Sigma Planning Corp fully exited Invesco DB US Dollar Index Bullish Fund in Q2 2020, selling an estimated $1.87M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $2.28B portfolio in Q2 2020.
  • Sigma Planning Corp opened 201 new positions and closed 62 in Q2 2020.
  • Sigma Planning Corp's portfolio value rose 35% quarter-over-quarter to $2.28B.

Based on Sigma Planning Corp's 13F filing for Q2 2020, filed 31 Jul 2020.