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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
Cap. Flow
-$313M
Cap. Flow %
-18.61%
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.69M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$16M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$12.7M
3
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$9.08M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$8.23M
5
CPRT icon
Copart
CPRT
+$7.69M

Sector Composition

Rank Sector Weight
1 Technology 8.92%
2 Healthcare 4.9%
3 Consumer Discretionary 4.23%
4 Communication Services 3.99%
5 Consumer Staples 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSRM icon
426
SSR Mining
SSRM
$5.28B
$616K 0.04%
+54,103
New +$891K
AUY
427
DELISTED
Yamana Gold, Inc.
AUY
$614K 0.04%
+223,214
New +$842K
CFR icon
428
Cullen/Frost Bankers
CFR
$10.4B
$613K 0.04%
10,985
-114
-1% -$9.29K
TJX icon
429
TJX Companies
TJX
$176B
$613K 0.04%
12,824
-7,024
-35% -$404K
VDC icon
430
Vanguard Consumer Staples ETF
VDC
$8.2B
$613K 0.04%
4,445
-81
-2% -$12.5K
BIP icon
431
Brookfield Infrastructure Partners
BIP
$19B
$611K 0.04%
25,478
-8,261
-24% -$241K
COR icon
432
Cencora
COR
$61.7B
$611K 0.04%
6,909
-271
-4% -$23.9K
AMLP icon
433
Alerian MLP ETF
AMLP
$12.8B
$609K 0.04%
35,418
+328
+0.9% +$11.1K
BHVN
434
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$608K 0.04%
17,856
+988
+6% +$45.2K
MMP
435
DELISTED
Magellan Midstream Partners, L.P.
MMP
$604K 0.04%
16,539
-1,872
-10% -$101K
BAX icon
436
Baxter International
BAX
$12.6B
$602K 0.04%
7,419
-379
-5% -$32.7K
CWB icon
437
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.52B
$602K 0.04%
12,572
-15,673
-55% -$852K
BNY
438
Bank of New York Mellon
BNY
$106B
$601K 0.04%
17,842
+459
+3% +$19.3K
HYS icon
439
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$596K 0.04%
6,948
+1,483
+27% +$142K
KBWB icon
440
Invesco KBW Bank ETF
KBWB
$6.89B
$593K 0.04%
17,697
-125
-0.7% -$6.13K
BX icon
441
Blackstone
BX
$106B
$590K 0.04%
12,941
-7,643
-37% -$423K
FPX icon
442
First Trust US Equity Opportunities ETF
FPX
$1.46B
$587K 0.03%
9,310
-83,343
-90% -$6.43M
PRU icon
443
Prudential Financial
PRU
$43.2B
$585K 0.03%
11,226
-8,819
-44% -$701K
PHYS icon
444
Sprott Physical Gold
PHYS
$14.6B
$584K 0.03%
44,526
+8,632
+24% +$110K
PWB icon
445
Invesco Large Cap Growth ETF
PWB
$2.23B
$584K 0.03%
13,352
-1,042
-7% -$51.9K
FMAT icon
446
Fidelity MSCI Materials Index ETF
FMAT
$597M
$581K 0.03%
23,699
-24,318
-51% -$739K
SCHP icon
447
Schwab US TIPS ETF
SCHP
$16.4B
$581K 0.03%
20,192
+5,860
+41% +$168K
SHV icon
448
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$581K 0.03%
5,233
+1,881
+56% +$208K
VLO icon
449
Valero Energy
VLO
$88.8B
$574K 0.03%
12,643
+2,932
+30% +$213K
DY icon
450
Dycom Industries
DY
$12B
$573K 0.03%
22,330
-401
-2% -$14.2K
16 17
18
19 20

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Sigma Planning Corp's Q1 2020 Portfolio in Review

As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.

  • Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
  • Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
  • Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
  • Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
  • Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
  • Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.

Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.