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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$149M
Cap. Flow %
6.27%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Technology 7.36%
2 Financials 4.5%
3 Healthcare 4.01%
4 Industrials 3.83%
5 Consumer Discretionary 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHVN
426
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$918K 0.04%
16,868
-2,100
-11% -$104K
STNE icon
427
StoneCo
STNE
$2.62B
$916K 0.04%
22,952
-598
-3% -$21.9K
VOX icon
428
Vanguard Communication Services ETF
VOX
$5.53B
$913K 0.04%
9,723
-974
-9% -$88K
BA icon
429
CALL
Boeing
BA
$165B
$912K 0.04%
2,800
+1,800
+180% +$637K
CCI icon
430
Crown Castle
CCI
$32.7B
$911K 0.04%
6,411
+259
+4% +$35.3K
VLO icon
431
Valero Energy
VLO
$89.8B
$909K 0.04%
9,711
-690
-7% -$65.2K
PAA icon
432
Plains All American Pipeline
PAA
$17.4B
$899K 0.04%
+48,870
New +$898K
EEM icon
433
iShares MSCI Emerging Markets ETF
EEM
$28B
$896K 0.04%
19,960
+2,172
+12% +$93.2K
IIPR icon
434
Innovative Industrial Properties
IIPR
$1.78B
$896K 0.04%
11,811
+3,997
+51% +$310K
MDLZ icon
435
Mondelez International
MDLZ
$77.7B
$883K 0.04%
16,023
+259
+2% +$13.9K
BLK icon
436
Blackrock
BLK
$164B
$882K 0.04%
1,754
-128
-7% -$60.7K
ET icon
437
Energy Transfer Partners
ET
$70.1B
$882K 0.04%
68,709
+30,595
+80% +$377K
GORO icon
438
Goldgroup Mining Inc.
GORO
$151M
$881K 0.04%
+159,097
New +$694K
AME icon
439
Ametek
AME
$55.5B
$875K 0.04%
8,773
+1,223
+16% +$116K
BNY
440
Bank of New York Mellon
BNY
$108B
$875K 0.04%
17,383
+1,282
+8% +$61.2K
FDIS icon
441
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.59B
$871K 0.04%
18,054
-960
-5% -$44.7K
RPV icon
442
Invesco S&P 500 Pure Value ETF
RPV
$1.61B
$866K 0.04%
12,507
+1
+0% +$67
IGSB icon
443
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$864K 0.04%
16,118
+764
+5% +$41K
GDXJ icon
444
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$863K 0.04%
20,421
+6,408
+46% +$244K
RVT icon
445
Royce Value Trust
RVT
$2.21B
$862K 0.04%
58,365
+19
+0% +$270
MEAR icon
446
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$851K 0.04%
16,993
+1,956
+13% +$98.1K
BF.B icon
447
Brown-Forman Class B
BF.B
$12B
$849K 0.04%
12,563
-1,998
-14% -$130K
CZA icon
448
Invesco Zacks Mid-Cap ETF
CZA
$188M
$849K 0.04%
+11,040
New +$825K
RDS.A
449
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$846K 0.04%
14,338
-1,356
-9% -$79.2K
BAB icon
450
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$843K 0.04%
26,628
+1,260
+5% +$40.3K
16 17
18
19 20

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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.