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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
Cap. Flow
+$123M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98

Top Buys

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$11.9M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.9M
3
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.48M
4
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$7.6M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.12M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.05M
2
MBB icon
iShares MBS ETF
MBB
+$7.28M
3
VT icon
Vanguard Total World Stock ETF
VT
+$4.1M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.02M
5
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.08%
2 Financials 4.39%
3 Consumer Discretionary 4.39%
4 Industrials 4.11%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGSB icon
426
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$824K 0.04%
15,354
+1,343
+10% +$71.8K
BAB icon
427
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$822K 0.04%
25,368
+2,432
+11% +$78.1K
MSI icon
428
Motorola Solutions
MSI
$69.4B
$820K 0.04%
4,809
+536
+13% +$92K
STNE icon
429
StoneCo
STNE
$2.62B
$819K 0.04%
23,550
+1,200
+5% +$40K
MMP
430
DELISTED
Magellan Midstream Partners, L.P.
MMP
$812K 0.04%
12,248
-45
-0.4% -$2.96K
RPV icon
431
Invesco S&P 500 Pure Value ETF
RPV
$1.61B
$811K 0.04%
+12,506
New +$799K
ILMN icon
432
Illumina
ILMN
$29.4B
$808K 0.04%
2,730
-27
-1% -$7.96K
MJ icon
433
Amplify Alternative Harvest ETF
MJ
$101M
$808K 0.04%
3,245
-2,469
-43% -$796K
DLTR icon
434
Dollar Tree
DLTR
$23.1B
$807K 0.04%
7,068
+1,883
+36% +$197K
LMBS icon
435
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$803K 0.04%
15,436
+1,300
+9% +$67.5K
RVT icon
436
Royce Value Trust
RVT
$2.21B
$803K 0.04%
58,346
+457
+0.8% +$6.28K
GS icon
437
Goldman Sachs
GS
$313B
$800K 0.04%
3,859
-558
-13% -$117K
DBC icon
438
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$798K 0.04%
53,083
-3,035
-5% -$46.4K
MDIV icon
439
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$798K 0.04%
43,299
+4,908
+13% +$90.3K
BHVN
440
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$791K 0.04%
18,968
-900
-5% -$38K
PRF icon
441
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$782K 0.04%
33,165
+2,730
+9% +$63.7K
PSEC icon
442
Prospect Capital
PSEC
$1.06B
$772K 0.04%
117,220
-6,610
-5% -$43.6K
PDP icon
443
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$769K 0.04%
12,628
-421
-3% -$26K
APO icon
444
Apollo Global Management
APO
$70.7B
$765K 0.04%
20,214
-2,330
-10% -$84.8K
JNK icon
445
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$764K 0.04%
7,028
+907
+15% +$98.3K
HAL icon
446
Halliburton
HAL
$27.9B
$761K 0.04%
40,364
-6,573
-14% -$136K
VEEV icon
447
Veeva Systems
VEEV
$30.3B
$761K 0.04%
4,983
+875
+21% +$140K
VTIP icon
448
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$756K 0.04%
15,404
+335
+2% +$16.6K
MEAR icon
449
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$754K 0.04%
+15,037
New +$754K
SCHF icon
450
Schwab International Equity ETF
SCHF
$65.6B
$744K 0.04%
46,722
-924
-2% -$14.5K
16 17
18
19 20

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VPC
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Sigma Planning Corp's Q3 2019 Portfolio in Review

As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.

  • Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
  • Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
  • Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
  • Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
  • Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
  • Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.

Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.