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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDVV icon
426
Fidelity High Dividend ETF
FDVV
$10.1B
$669K 0.04%
22,336
-3,395
-13% -$99.5K
HR icon
427
Healthcare Realty
HR
$7.42B
$669K 0.04%
23,412
+1,033
+5% +$28.7K
QQEW icon
428
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$666K 0.04%
+10,365
New +$634K
BF.B icon
429
Brown-Forman Class B
BF.B
$12B
$663K 0.04%
12,562
+258
+2% +$12.5K
AGN
430
DELISTED
Allergan plc
AGN
$662K 0.04%
4,519
+2,502
+124% +$363K
FIDU icon
431
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
$661K 0.04%
17,291
-2,444
-12% -$90.1K
LYB icon
432
LyondellBasell Industries
LYB
$19.5B
$661K 0.04%
7,865
+2,681
+52% +$232K
GPP
433
DELISTED
Green Plains Partners LP
GPP
$660K 0.04%
41,675
+4,454
+12% +$68.1K
NLY icon
434
Annaly Capital Management
NLY
$16.9B
$659K 0.04%
16,493
+2,543
+18% +$104K
IYH icon
435
iShares US Healthcare ETF
IYH
$3.11B
$655K 0.04%
16,910
-10,965
-39% -$417K
NOC icon
436
Northrop Grumman
NOC
$77B
$655K 0.04%
2,429
+563
+30% +$154K
OXY icon
437
Occidental Petroleum
OXY
$57B
$654K 0.04%
9,881
+569
+6% +$37.5K
BNY
438
Bank of New York Mellon
BNY
$108B
$653K 0.04%
12,944
+103
+0.8% +$5.31K
VTIP icon
439
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$649K 0.04%
13,336
+2,107
+19% +$102K
AMD icon
440
Advanced Micro Devices
AMD
$851B
$648K 0.04%
25,374
-2,559
-9% -$58.1K
ILTB icon
441
iShares Core 10+ Year USD Bond ETF
ILTB
$596M
$645K 0.04%
10,290
-550
-5% -$33.2K
AME icon
442
Ametek
AME
$55.5B
$637K 0.04%
7,681
-200
-3% -$15.2K
KRE icon
443
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$637K 0.04%
12,416
-1,274
-9% -$68K
SHOP icon
444
Shopify
SHOP
$148B
$636K 0.04%
+30,800
New +$544K
WDC icon
445
Western Digital
WDC
$179B
$633K 0.04%
17,424
+8,085
+87% +$277K
WTRG icon
446
Essential Utilities
WTRG
$11.2B
$633K 0.04%
17,366
+2,036
+13% +$71.8K
GPC icon
447
Genuine Parts
GPC
$17.1B
$632K 0.04%
5,640
+2,146
+61% +$222K
BAB icon
448
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$630K 0.04%
20,701
+7,495
+57% +$223K
TRTN
449
DELISTED
Triton International Limited
TRTN
$630K 0.04%
20,264
+7,622
+60% +$254K
RTL
450
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$627K 0.04%
58,017
+9,761
+20% +$116K
16 17
18
19 20

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Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.