We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
Cap. Flow
+$124M
Cap. Flow %
7.28%
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.41M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$7.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.44M
5
AMZN icon
Amazon
AMZN
+$6.37M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$7.04M
2
USO icon
United States Oil Fund
USO
+$4.36M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.28M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.74M
5
CPRT icon
Copart
CPRT
+$3.33M

Sector Composition

Rank Sector Weight
1 Technology 8.09%
2 Financials 4.85%
3 Healthcare 4.83%
4 Consumer Discretionary 4.56%
5 Industrials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGZD icon
426
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$128M
$611K 0.04%
25,454
-402
-2% -$9.64K
NVS icon
427
Novartis
NVS
$295B
$608K 0.04%
7,878
-177
-2% -$13.1K
QCOM icon
428
Qualcomm
QCOM
$176B
$605K 0.04%
8,394
+954
+13% +$62.8K
IFV icon
429
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
$603K 0.04%
29,816
-4,196
-12% -$87K
GSY icon
430
Invesco Ultra Short Duration ETF
GSY
$3.82B
$599K 0.04%
11,931
-1,724
-13% -$86.6K
BIV icon
431
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$597K 0.04%
7,416
-1,947
-21% -$157K
IGIB icon
432
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$597K 0.04%
11,238
+578
+5% +$30.8K
QQQX icon
433
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$596K 0.04%
24,785
-3,694
-13% -$91.8K
CNC icon
434
Centene
CNC
$31.3B
$589K 0.03%
8,134
+2,072
+34% +$144K
HYS icon
435
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$588K 0.03%
5,848
-87
-1% -$8.71K
NOC icon
436
Northrop Grumman
NOC
$77B
$588K 0.03%
1,853
-143
-7% -$43.6K
CRON
437
Cronos Group
CRON
$1.05B
$586K 0.03%
52,658
+25,308
+93% +$215K
VLO icon
438
Valero Energy
VLO
$89.8B
$583K 0.03%
5,129
-4,977
-49% -$565K
BSJI
439
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$579K 0.03%
23,041
-623
-3% -$15.6K
PDBC icon
440
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
$578K 0.03%
30,815
+15,964
+107% +$287K
NTRI
441
DELISTED
NutriSystem, Inc.
NTRI
$576K 0.03%
15,555
+9,965
+178% +$385K
NNN icon
442
NNN REIT
NNN
$9.39B
$575K 0.03%
12,836
-731
-5% -$32.9K
TRGP icon
443
Targa Resources
TRGP
$60.4B
$575K 0.03%
10,207
+1,830
+22% +$97.6K
OEF icon
444
iShares S&P 100 ETF
OEF
$19.8B
$572K 0.03%
4,414
-132
-3% -$16.7K
SWKS icon
445
Skyworks Solutions
SWKS
$9.06B
$567K 0.03%
6,253
+2,929
+88% +$274K
NLY icon
446
Annaly Capital Management
NLY
$16.9B
$566K 0.03%
13,833
-1,012
-7% -$42.4K
RTL
447
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$560K 0.03%
+36,718
New +$580K
BSJL
448
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$560K 0.03%
22,610
+2,088
+10% +$51.6K
BWX icon
449
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$559K 0.03%
20,418
-4,779
-19% -$132K
CMS icon
450
CMS Energy
CMS
$23.1B
$559K 0.03%
11,416
+553
+5% +$27K
16 17
18
19 20

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2018 Portfolio in Review

As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.

  • Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
  • Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
  • Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
  • Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
  • Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.