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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-0.52%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
+$69.6M
(+5.4%)
Cap. Flow
+$92.5M
Cap. Flow
% of AUM
6.76%
Top 10 Holdings %
Top 10 Hldgs %
19.28%
Holding
943
New
91
Increased
412
Reduced
335
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.67M |
| 2 |
iShares S&P Mid-Cap 400 Growth ETF
IJK
|
+$6.36M |
| 3 |
iShares S&P 500 Growth ETF
IVW
|
+$5.83M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$5.66M |
| 5 |
Fidelity Momentum Factor ETF
FDMO
|
+$4.71M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fidelity MSCI Consumer Staples Index ETF
FSTA
|
+$5.02M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$4.57M |
| 3 |
Chemours
CC
|
+$4.34M |
| 4 |
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
|
+$3.54M |
| 5 |
iShares Preferred and Income Securities ETF
PFF
|
+$3.05M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.21% |
| 2 | Financials | 5.18% |
| 3 | Healthcare | 4.6% |
| 4 | Industrials | 4.53% |
| 5 | Consumer Discretionary | 3.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
| $528K | 0.04% |
4,912
-195
| -4% | -$21.2K |
|
427
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
| $527K | 0.04% |
18,691
+1,350
| +8% | +$38.7K |
|
428
Qualcomm
QCOM
$176B
| $527K | 0.04% |
9,507
-9,528
| -50% | -$607K |
|
429
Vanguard Extended Market ETF
VXF
$30.3B
| $526K | 0.04% |
4,717
+338
| +8% | +$38.4K |
|
|
BCS.PRD.CL
430
DELISTED
Barclays Bank Plc
BCS.PRD.CL
| $521K | 0.04% |
19,777
-630
| -3% | -$16.7K |
|
431
Diageo
DEO
$46.2B
| $518K | 0.04% |
3,821
+1,315
| +52% | +$183K |
|
432
MSCI
MSCI
$40B
| $510K | 0.04% |
3,412
+731
| +27% | +$105K |
|
433
Pacer Trendpilot 100 ETF
PTNQ
$1.2B
| $507K | 0.04% |
16,299
+1,648
| +11% | +$52.8K |
|
434
XPO
XPO
$25B
| $507K | 0.04% |
14,396
+5,638
| +64% | +$188K |
|
435
Norfolk Southern
NSC
$78.8B
| $506K | 0.04% |
3,728
-23
| -0.6% | -$3.31K |
|
436
Vanguard Consumer Discretionary ETF
VCR
$5.84B
| $505K | 0.04% |
3,185
-31
| -1% | -$5.07K |
|
|
ARI
437
Apollo Commercial Real Estate
ARI
$887M
| $503K | 0.04% |
27,986
-137
| -0.5% | -$2.51K |
|
438
VanEck IG Floating Rate ETF
FLTR
$2.93B
| $502K | 0.04% |
19,874
+1,266
| +7% | +$32.1K |
|
439
iShares MBS ETF
MBB
$39B
| $502K | 0.04% |
4,793
-4,015
| -46% | -$421K |
|
|
RDS.B
440
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $499K | 0.04% |
7,609
-555
| -7% | -$37.4K |
|
|
COL
441
DELISTED
Rockwell Collins
COL
| $499K | 0.04% |
3,699
| – | – |
|
442
Rio Tinto
RIO
$148B
| $498K | 0.04% |
9,669
+3,172
| +49% | +$173K |
|
443
CMS Energy
CMS
$23.1B
| $497K | 0.04% |
10,969
+59
| +0.5% | +$2.59K |
|
444
Lumen
LUMN
$6.53B
| $496K | 0.04% |
30,213
-595
| -2% | -$10.3K |
|
445
MidCap Financial Investment
MFIC
$784M
| $493K | 0.04% |
31,486
-492
| -2% | -$8.17K |
|
446
iShares Core International Aggregate Bond Fund
IAGG
$10.6B
| $485K | 0.04% |
9,211
+1,003
| +12% | +$52.2K |
|
447
TJX Companies
TJX
$170B
| $485K | 0.04% |
11,904
-1,058
| -8% | -$41.8K |
|
448
RPM International
RPM
$13.7B
| $483K | 0.04% |
10,131
+117
| +1% | +$5.96K |
|
|
CEQP
449
DELISTED
Crestwood Equity Partners LP
CEQP
| $475K | 0.03% |
18,548
+502
| +3% | +$13.6K |
|
450
Weyerhaeuser
WY
$17.3B
| $474K | 0.03% |
13,545
-341
| -2% | -$12K |
|
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Sigma Planning Corp's Q1 2018 Portfolio in Review
As of Q1 2018, Sigma Planning Corp held 943 positions worth $1.37B, up 5.4% from $1.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Sigma Planning Corp deployed $92.5M of net new capital in Q1 2018, opening 91 new positions and adding to 412 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.
By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Fidelity MSCI Consumer Staples Index ETF, an estimated $5.02M trimmed.
- Sigma Planning Corp's largest Q1 2018 buy was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.
- Sigma Planning Corp added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2018, an estimated $6.67M increase.
- Sigma Planning Corp's biggest Q1 2018 reduction was Fidelity MSCI Consumer Staples Index ETF, cutting an estimated $5.02M.
- Sigma Planning Corp fully exited Chemours in Q1 2018, selling an estimated $4.34M.
- Sigma Planning Corp's ten largest holdings make up 19% of its $1.37B portfolio in Q1 2018.
- Sigma Planning Corp opened 91 new positions and closed 84 in Q1 2018.
- Sigma Planning Corp's portfolio value rose 5.4% quarter-over-quarter to $1.37B.
Based on Sigma Planning Corp's 13F filing for Q1 2018, filed 11 May 2018.