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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.97%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.03B
AUM Growth
+$118M
Cap. Flow
+$78.5M
Cap. Flow %
7.6%
Top 10 Hldgs %
17.52%
Holding
846
New
111
Increased
409
Reduced
233
Closed
70

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$8.81M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.13M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.49M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$3.04M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$8.3M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$7.99M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.79M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$4.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.52M

Sector Composition

Rank Sector Weight
1 Technology 5.45%
2 Financials 5.07%
3 Healthcare 4.9%
4 Industrials 4.8%
5 Consumer Staples 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWTR
426
DELISTED
Twitter, Inc.
TWTR
$457K 0.04%
30,539
+5,531
+22% +$89.8K
MU icon
427
Micron Technology
MU
$1.04T
$455K 0.04%
15,761
+243
+2% +$5.93K
RWX icon
428
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$454K 0.04%
12,141
+1,475
+14% +$54.6K
VBF icon
429
Invesco Bond Fund
VBF
$168M
$449K 0.04%
23,699
-4,132
-15% -$77K
NUM
430
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$448K 0.04%
33,644
+315
+0.9% +$4.2K
GDXJ icon
431
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$446K 0.04%
12,409
+1,074
+9% +$40.2K
CEQP
432
DELISTED
Crestwood Equity Partners LP
CEQP
$446K 0.04%
16,992
+2,307
+16% +$60.6K
IMCB icon
433
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$445K 0.04%
10,672
-960
-8% -$39.4K
VEU icon
434
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$443K 0.04%
9,260
+4,726
+104% +$220K
BAX icon
435
Baxter International
BAX
$11.6B
$440K 0.04%
8,475
-1,502
-15% -$73.9K
QDEF icon
436
FlexShares Quality Dividend Defensive Index Fund
QDEF
$543M
$439K 0.04%
10,950
-7,115
-39% -$282K
JFR icon
437
Nuveen Floating Rate Income Fund
JFR
$1.23B
$438K 0.04%
38,022
-1,937
-5% -$22.9K
MPT
438
Medical Properties Trust
MPT
$2.89B
$438K 0.04%
33,999
+1,931
+6% +$24.7K
FEZ icon
439
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$437K 0.04%
12,015
-805
-6% -$27.9K
OI icon
440
O-I Glass
OI
$1.39B
$435K 0.04%
21,360
-940
-4% -$18.4K
STWD icon
441
Starwood Property Trust
STWD
$6.12B
$434K 0.04%
+19,233
New +$434K
VOD icon
442
Vodafone
VOD
$34.9B
$431K 0.04%
+16,290
New +$417K
OXY icon
443
Occidental Petroleum
OXY
$57B
$429K 0.04%
6,767
+868
+15% +$57.7K
SIL icon
444
Global X Silver Miners ETF NEW
SIL
$4.08B
$427K 0.04%
11,843
+193
+2% +$7.11K
FDN icon
445
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$426K 0.04%
4,837
-9,243
-66% -$796K
PPG icon
446
PPG Industries
PPG
$25.9B
$426K 0.04%
4,057
-1,464
-27% -$148K
XMLV icon
447
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$426K 0.04%
10,070
-688
-6% -$28.7K
GDXX
448
DELISTED
ProShares Ultra Gold Miners
GDXX
$425K 0.04%
+10,053
New +$452K
SSRI
449
DELISTED
Silver Standard Resources
SSRI
$425K 0.04%
+40,044
New +$424K
HYLD
450
DELISTED
High Yield ETF
HYLD
$424K 0.04%
11,905
-19,267
-62% -$694K
16 17
18
19 20

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Sigma Planning Corp's Q1 2017 Portfolio in Review

As of Q1 2017, Sigma Planning Corp held 846 positions worth $1.03B, up 13% from $915M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $78.5M of net new capital in Q1 2017, opening 111 new positions and adding to 409 existing holdings. Its largest new stake was iShares MSCI EAFE Value ETF: 165,518 shares worth $8.33M.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $8.3M trimmed.

  • Sigma Planning Corp's largest Q1 2017 buy was iShares MSCI EAFE Value ETF: 165,518 shares worth $8.33M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2017, an estimated $8.81M increase.
  • Sigma Planning Corp's biggest Q1 2017 reduction was iShares Core S&P US Growth ETF, cutting an estimated $8.3M.
  • Sigma Planning Corp fully exited Papa John's in Q1 2017, selling an estimated $1.32M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $1.03B portfolio in Q1 2017.
  • Sigma Planning Corp opened 111 new positions and closed 70 in Q1 2017.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $1.03B.

Based on Sigma Planning Corp's 13F filing for Q1 2017, filed 24 Apr 2017.