We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$714M
AUM Growth
+$83.2M
Cap. Flow
+$65.6M
Cap. Flow %
9.18%
Top 10 Hldgs %
18.43%
Holding
772
New
101
Increased
311
Reduced
267
Closed
74

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.66M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.86M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.7M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.54M
5
MBB icon
iShares MBS ETF
MBB
+$5.52M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.45M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$3.13M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$2.43M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$2.35M
5
SCI icon
Service Corp International
SCI
+$2.25M

Sector Composition

Rank Sector Weight
1 Healthcare 5.8%
2 Technology 5.68%
3 Consumer Staples 5.32%
4 Industrials 4.77%
5 Financials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPT
426
Medical Properties Trust
MPT
$2.89B
$328K 0.05%
28,516
+482
+2% +$5.5K
SGOL icon
427
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$328K 0.05%
31,650
-14,470
-31% -$156K
RWR icon
428
State Street SPDR Dow Jones REIT ETF
RWR
$1.93B
$322K 0.05%
3,518
+334
+10% +$30.2K
SRPT icon
429
Sarepta Therapeutics
SRPT
$1.66B
$322K 0.05%
+8,350
New +$271K
CHY
430
Calamos Convertible and High Income Fund
CHY
$1.03B
$321K 0.04%
30,557
+15,919
+109% +$175K
LEA icon
431
Lear
LEA
$7.19B
$319K 0.04%
2,598
-12
-0.5% -$1.46K
VGK icon
432
Vanguard FTSE Europe ETF
VGK
$30B
$319K 0.04%
6,387
+1,428
+29% +$73K
TZA icon
433
Direxion Daily Small Cap Bear 3x ETF
TZA
$213M
$317K 0.04%
+18
New +$314K
TT icon
434
Trane Technologies
TT
$106B
$315K 0.04%
5,695
-2
-0% -$112
PANW icon
435
Palo Alto Networks
PANW
$264B
$314K 0.04%
+10,680
New +$308K
MZF
436
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$314K 0.04%
22,795
– –
AIG icon
437
American International
AIG
$41.9B
$311K 0.04%
5,016
+207
+4% +$12.6K
SJB icon
438
ProShares Short High Yield
SJB
$52.1M
$311K 0.04%
+10,858
New +$306K
WPZ
439
DELISTED
Williams Partners L.P.
WPZ
$311K 0.04%
11,158
-1,869
-14% -$56.1K
LVS icon
440
Las Vegas Sands
LVS
$30.5B
$310K 0.04%
7,067
+1,787
+34% +$81.3K
BNDX icon
441
Vanguard Total International Bond ETF
BNDX
$82B
$309K 0.04%
5,846
-2,085
-26% -$110K
DOG
442
ProShares Short Dow30
DOG
$96.8M
$309K 0.04%
3,422
-562
-14% -$51K
RAD
443
DELISTED
Rite Aid Corporation
RAD
$309K 0.04%
1,971
+134
+7% +$19.8K
ETV
444
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$308K 0.04%
+20,154
New +$302K
USB icon
445
US Bancorp
USB
$99.6B
$308K 0.04%
7,220
+400
+6% +$17.1K
TOTL icon
446
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$307K 0.04%
6,322
+2,029
+47% +$99.7K
TXN icon
447
Texas Instruments
TXN
$255B
$307K 0.04%
5,605
-795
-12% -$44.4K
BSJI
448
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$307K 0.04%
12,957
+800
+7% +$19.5K
PEG icon
449
Public Service Enterprise Group
PEG
$39.8B
$306K 0.04%
7,918
-111
-1% -$4.45K
SPY icon
450
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$306K 0.04%
+1,500
New +$308K
16 17
18
19 20

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2015 Portfolio in Review

As of Q4 2015, Sigma Planning Corp held 772 positions worth $714M, up 13% from $631M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $65.6M of net new capital in Q4 2015, opening 101 new positions and adding to 311 existing holdings. Its largest new stake was ProShares Ultra S&P500: 473,608 shares worth $3.73M.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 6.1% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.45M trimmed.

  • Sigma Planning Corp's largest Q4 2015 buy was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $8.66M increase.
  • Sigma Planning Corp's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.45M.
  • Sigma Planning Corp fully exited Service Corp International in Q4 2015, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $714M portfolio in Q4 2015.
  • Sigma Planning Corp opened 101 new positions and closed 74 in Q4 2015.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $714M.

Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.