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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
Cap. Flow
-$1.54B
Cap. Flow %
-120.75%
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383

Top Buys

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$13.3M
2
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$4.14M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.81M
4
IOO icon
iShares Global 100 ETF
IOO
+$3.78M
5
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
+$2.03M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$96.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77.7M
3
AMZN icon
Amazon
AMZN
+$31.1M
4
MSFT icon
Microsoft
MSFT
+$30.5M
5
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
+$25.6M

Sector Composition

Rank Sector Weight
1 Technology 11.58%
2 Healthcare 4.94%
3 Consumer Discretionary 4.41%
4 Financials 4.22%
5 Industrials 3.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOCT icon
401
Innovator Growth-100 Power Buffer ETF October
NOCT
$226M
$604K 0.05%
+13,197
New +$580K
XAUG icon
402
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
$24.5M
$603K 0.05%
19,220
-347,115
-95% -$10.5M
CGGO icon
403
Capital Group Global Growth Equity ETF
CGGO
$11.2B
$602K 0.05%
23,415
+7,193
+44% +$173K
CLF icon
404
Cleveland-Cliffs
CLF
$6.81B
$600K 0.05%
29,389
-22,446
-43% -$384K
MDY icon
405
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$600K 0.05%
1,182
-1,421
-55% -$660K
MGK icon
406
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$596K 0.05%
11,475
-20,940
-65% -$1.02M
IHI icon
407
iShares US Medical Devices ETF
IHI
$3.02B
$594K 0.05%
11,011
-92,405
-89% -$4.51M
ITW icon
408
Illinois Tool Works
ITW
$81.4B
$594K 0.05%
2,266
-2,676
-54% -$641K
EMXC icon
409
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.4B
$589K 0.05%
10,635
+3,500
+49% +$180K
FGD icon
410
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$586K 0.05%
26,336
-17,873
-40% -$376K
FUTY icon
411
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
$586K 0.05%
14,342
-22,926
-62% -$900K
FDVV icon
412
Fidelity High Dividend ETF
FDVV
$10.1B
$585K 0.05%
13,832
-2,291
-14% -$90.9K
SNPS icon
413
Synopsys
SNPS
$71.5B
$584K 0.05%
1,135
-101
-8% -$51.6K
TJX icon
414
TJX Companies
TJX
$170B
$579K 0.05%
6,169
-5,129
-45% -$460K
ADM icon
415
Archer Daniels Midland
ADM
$41.4B
$575K 0.05%
7,959
-10,535
-57% -$771K
VV icon
416
Vanguard Large-Cap ETF
VV
$51.9B
$573K 0.04%
2,628
-1,664
-39% -$340K
FDHY icon
417
Fidelity High Yield Factor ETF
FDHY
$566M
$570K 0.04%
11,903
-12,125
-50% -$562K
IBHD
418
DELISTED
iShares iBonds 2024 Term High Yield and Income ETF
IBHD
$570K 0.04%
24,548
-23,583
-49% -$545K
TGT icon
419
Target
TGT
$62.1B
$570K 0.04%
4,000
-7,847
-66% -$958K
VST icon
420
Vistra
VST
$55.1B
$569K 0.04%
14,778
-15,164
-51% -$527K
SRLN icon
421
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$564K 0.04%
13,461
-17,139
-56% -$714K
HEFA icon
422
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
$563K 0.04%
17,855
-25,416
-59% -$775K
NICE icon
423
Nice
NICE
$5.29B
$558K 0.04%
2,799
-420
-13% -$75.6K
FCOM icon
424
Fidelity MSCI Communication Services Index ETF
FCOM
$1.74B
$558K 0.04%
12,528
-21,265
-63% -$887K
AOM icon
425
iShares Core Moderate Allocation ETF
AOM
$1.76B
$555K 0.04%
13,366
+283
+2% +$11.2K
15 16
17
18 19

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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q4 2023 Portfolio in Review

As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.

  • Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
  • Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
  • Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
  • Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
  • Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
  • Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.

Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.