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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDX icon
401
Becton Dickinson
BDX
$43.1B
$1.38M 0.05%
5,561
+476
+9% +$116K
NAPR icon
402
Innovator Growth-100 Power Buffer ETF April
NAPR
$208M
$1.37M 0.05%
+35,254
New +$1.3M
MDIV icon
403
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$1.37M 0.05%
93,278
+8,796
+10% +$135K
FNDX icon
404
Schwab Fundamental US Large Company Index ETF
FNDX
$26.5B
$1.35M 0.05%
74,004
-17,832
-19% -$327K
LRCX icon
405
Lam Research
LRCX
$382B
$1.35M 0.04%
25,490
+1,250
+5% +$61.3K
DLR icon
406
Digital Realty Trust
DLR
$73.7B
$1.35M 0.04%
13,730
+178
+1% +$18.8K
AEP icon
407
American Electric Power
AEP
$73.7B
$1.34M 0.04%
14,765
+137
+0.9% +$12.5K
BLK icon
408
Blackrock
BLK
$164B
$1.34M 0.04%
1,998
+24
+1% +$16.9K
XYZ
409
Block Inc
XYZ
$45.9B
$1.33M 0.04%
19,381
-1,219
-6% -$91.2K
EMR icon
410
Emerson Electric
EMR
$82.9B
$1.33M 0.04%
15,229
+1,442
+10% +$126K
CEQP
411
DELISTED
Crestwood Equity Partners LP
CEQP
$1.33M 0.04%
53,230
+1,956
+4% +$50.4K
FNCL icon
412
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
$1.32M 0.04%
29,230
-4,074
-12% -$200K
APAM icon
413
Artisan Partners
APAM
$2.79B
$1.3M 0.04%
40,803
+903
+2% +$30.3K
SHOP icon
414
Shopify
SHOP
$148B
$1.3M 0.04%
27,180
+141
+0.5% +$6.2K
CGCP icon
415
Capital Group Core Plus Income ETF
CGCP
$8.33B
$1.3M 0.04%
57,136
+4,818
+9% +$109K
OLED icon
416
Universal Display
OLED
$3.71B
$1.3M 0.04%
8,355
-153
-2% -$20.6K
FDHY icon
417
Fidelity High Yield Factor ETF
FDHY
$566M
$1.29M 0.04%
27,375
+399
+1% +$18.6K
XEL icon
418
Xcel Energy
XEL
$51B
$1.29M 0.04%
19,130
+416
+2% +$28.1K
SCHV
419
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$1.29M 0.04%
59,010
+630
+1% +$14K
C icon
420
Citigroup
C
$222B
$1.29M 0.04%
27,411
+232
+0.9% +$11.4K
XSD icon
421
State Street SPDR S&P Semiconductor ETF
XSD
$2.76B
$1.28M 0.04%
+6,121
New +$1.2M
B
422
Barrick Mining
B
$62.2B
$1.28M 0.04%
68,720
+8,715
+15% +$157K
JNK icon
423
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$1.27M 0.04%
13,632
+599
+5% +$55K
WMB icon
424
Williams Companies
WMB
$90.5B
$1.25M 0.04%
42,021
-723
-2% -$22.3K
SHEL icon
425
Shell
SHEL
$245B
$1.25M 0.04%
21,766
+3,267
+18% +$192K
15 16
17
18 19

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.