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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.34B
AUM Growth
-$250M
Cap. Flow
-$79.5M
Cap. Flow %
-2.38%
Top 10 Hldgs %
21.43%
Holding
1,518
New
135
Increased
612
Reduced
579
Closed
156

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$14.4M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$11.9M
3
GLD icon
SPDR Gold Trust
GLD
+$11.8M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$9.7M
5
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.18M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$24.8M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.7M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$11.6M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$11.5M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$10.3M

Sector Composition

Rank Sector Weight
1 Technology 11.98%
2 Consumer Discretionary 5.15%
3 Healthcare 4.67%
4 Financials 4.53%
5 Communication Services 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNK icon
401
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$1.48M 0.04%
14,400
-34,397
-70% -$3.59M
B
402
Barrick Mining
B
$62.2B
$1.47M 0.04%
59,704
+29,967
+101% +$645K
SHYG icon
403
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$1.46M 0.04%
33,308
+3,918
+13% +$174K
FTXN icon
404
First Trust Nasdaq Oil & Gas ETF
FTXN
$175M
$1.46M 0.04%
+55,234
New +$1.3M
IWY icon
405
iShares Russell Top 200 Growth ETF
IWY
$15.8B
$1.46M 0.04%
9,190
+1,950
+27% +$304K
OEF icon
406
iShares S&P 100 ETF
OEF
$19.8B
$1.46M 0.04%
6,979
-2,169
-24% -$446K
VCIT icon
407
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$1.45M 0.04%
16,904
-18,008
-52% -$1.6M
EMLP icon
408
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$1.45M 0.04%
52,451
-548
-1% -$14.2K
VTR icon
409
Ventas
VTR
$48.9B
$1.44M 0.04%
23,342
+7,580
+48% +$414K
VXUS icon
410
Vanguard Total International Stock ETF
VXUS
$153B
$1.44M 0.04%
24,138
-771
-3% -$46.9K
RIVN icon
411
Rivian
RIVN
$22.9B
$1.44M 0.04%
+28,657
New +$1.74M
IEI icon
412
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$1.42M 0.04%
11,655
+561
+5% +$70.4K
UL icon
413
Unilever
UL
$131B
$1.42M 0.04%
27,634
+16,443
+147% +$915K
APAM icon
414
Artisan Partners
APAM
$2.79B
$1.41M 0.04%
35,870
+10,835
+43% +$440K
PSFF icon
415
Pacer Swan SOS Fund of Funds ETF
PSFF
$586M
$1.4M 0.04%
61,963
+225
+0.4% +$5.01K
MDIV icon
416
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$1.38M 0.04%
81,936
-3,353
-4% -$55.9K
UNM icon
417
Unum
UNM
$13.8B
$1.38M 0.04%
43,755
+1,640
+4% +$45.8K
RWL icon
418
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$1.38M 0.04%
17,063
+3,818
+29% +$301K
FXN icon
419
First Trust Energy AlphaDEX Fund
FXN
$398M
$1.37M 0.04%
86,255
+7,869
+10% +$111K
NET icon
420
Cloudflare
NET
$93B
$1.37M 0.04%
11,463
-15,201
-57% -$1.59M
DBEF icon
421
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
$1.37M 0.04%
36,257
+1,370
+4% +$51.7K
HYS icon
422
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$1.37M 0.04%
14,209
+1,698
+14% +$164K
ADM icon
423
Archer Daniels Midland
ADM
$41.4B
$1.36M 0.04%
15,076
+327
+2% +$25.5K
SCHM icon
424
Schwab US Mid-Cap ETF
SCHM
$14.6B
$1.36M 0.04%
53,820
-807
-1% -$20.2K
XBI icon
425
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$1.36M 0.04%
15,136
+5,187
+52% +$479K
15 16
17
18 19

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q1 2022 Portfolio in Review

As of Q1 2022, Sigma Planning Corp held 1,518 positions worth $3.34B, down 7% from $3.59B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q1 2022 filing shows 135 new, 612 increased, 579 reduced and 156 closed positions. Its largest new stake was VictoryShares US EQ Income Enhanced Volatility Wtd ETF: 114,873 shares worth $8.26M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $24.8M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q1 2022 buy was VictoryShares US EQ Income Enhanced Volatility Wtd ETF: 114,873 shares worth $8.26M.
  • Sigma Planning Corp added most to First Trust Value Line Dividend Fund in Q1 2022, an estimated $14.4M increase.
  • Sigma Planning Corp's biggest Q1 2022 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $24.8M.
  • Sigma Planning Corp fully exited iShares International Treasury Bond ETF in Q1 2022, selling an estimated $3.01M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.34B portfolio in Q1 2022.
  • Sigma Planning Corp opened 135 new positions and closed 156 in Q1 2022.
  • Sigma Planning Corp's portfolio value fell 7% quarter-over-quarter to $3.34B.

Based on Sigma Planning Corp's 13F filing for Q1 2022, filed 20 Apr 2022.