We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$76.3M
Cap. Flow %
2.44%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Technology 10.1%
2 Consumer Discretionary 6.28%
3 Financials 4.79%
4 Healthcare 4.54%
5 Communication Services 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
K
401
DELISTED
Kellanova
K
$1.4M 0.04%
23,513
+10,797
+85% +$604K
CHI
402
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$1.39M 0.04%
97,405
+7,157
+8% +$101K
NVTA
403
DELISTED
Invitae Corporation
NVTA
$1.38M 0.04%
36,188
+1,341
+4% +$61K
MKC icon
404
McCormick & Company Non-Voting
MKC
$13.4B
$1.36M 0.04%
15,258
+2,270
+17% +$202K
VDE icon
405
Vanguard Energy ETF
VDE
$10.1B
$1.36M 0.04%
19,973
+9,112
+84% +$583K
NMFC icon
406
New Mountain Finance
NMFC
$646M
$1.36M 0.04%
109,431
-13,933
-11% -$170K
PHYS icon
407
Sprott Physical Gold
PHYS
$14.6B
$1.36M 0.04%
101,166
-477,193
-83% -$6.76M
IBB icon
408
iShares Biotechnology ETF
IBB
$9.31B
$1.35M 0.04%
8,970
-490
-5% -$77.8K
XLG icon
409
Invesco S&P 500 Top 50 ETF
XLG
$10.5B
$1.35M 0.04%
45,560
-870
-2% -$25.3K
DTD icon
410
WisdomTree US Total Dividend Fund
DTD
$1.65B
$1.35M 0.04%
+23,808
New +$1.29M
CSX icon
411
CSX Corp
CSX
$98.6B
$1.34M 0.04%
41,628
-123,645
-75% -$3.77M
PLTR icon
412
Palantir
PLTR
$295B
$1.33M 0.04%
+56,970
New +$1.56M
VTEB icon
413
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$1.32M 0.04%
24,216
+9,003
+59% +$495K
HYD icon
414
VanEck High Yield Muni ETF
HYD
$4.44B
$1.32M 0.04%
21,204
-635
-3% -$39.4K
SCHV
415
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$1.32M 0.04%
60,561
+279
+0.5% +$5.81K
ED icon
416
Consolidated Edison
ED
$41.6B
$1.31M 0.04%
17,561
+3,822
+28% +$269K
FV icon
417
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$1.31M 0.04%
29,439
+2,068
+8% +$89.3K
PTY icon
418
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$1.31M 0.04%
71,849
+2,877
+4% +$51.7K
EW icon
419
Edwards Lifesciences
EW
$47.6B
$1.31M 0.04%
15,644
+745
+5% +$63K
KBA icon
420
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$150M
$1.3M 0.04%
29,509
-6,955
-19% -$331K
SECT icon
421
Main Sector Rotation ETF
SECT
$2.75B
$1.3M 0.04%
33,896
+17,141
+102% +$639K
IYH icon
422
iShares US Healthcare ETF
IYH
$3.11B
$1.3M 0.04%
25,660
-830
-3% -$41.7K
MDIV icon
423
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$1.29M 0.04%
80,032
+55,886
+231% +$874K
FUTY icon
424
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
$1.29M 0.04%
30,993
+414
+1% +$16.7K
TRV icon
425
Travelers Companies
TRV
$80.8B
$1.29M 0.04%
8,551
-124
-1% -$18.2K
15 16
17
18 19

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q1 2021 filing shows 237 new, 632 increased, 426 reduced and 107 closed positions. Its largest new stake was Tapestry: 215,385 shares worth $8.88M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.