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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDVY icon
401
First Trust Rising Dividend Achievers ETF
RDVY
$24.6B
$1M 0.04%
30,609
-5,945
-16% -$193K
GE icon
402
GE Aerospace
GE
$375B
$1M 0.04%
32,228
-3,939
-11% -$128K
EMB icon
403
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1M 0.04%
9,020
+42
+0.5% +$4.72K
IIPR icon
404
Innovative Industrial Properties
IIPR
$1.78B
$999K 0.04%
8,047
+2,174
+37% +$243K
UBER icon
405
Uber
UBER
$139B
$999K 0.04%
27,380
+1,345
+5% +$44.4K
IWV icon
406
iShares Russell 3000 ETF
IWV
$19.5B
$997K 0.04%
5,092
-1,830
-26% -$354K
MAR icon
407
Marriott International
MAR
$101B
$985K 0.04%
10,643
+5,942
+126% +$561K
PPL
408
PPL Corp
PPL
$27.1B
$979K 0.04%
35,982
+1,269
+4% +$34.2K
EEMV icon
409
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.47B
$978K 0.04%
17,720
+530
+3% +$29.3K
BLK icon
410
Blackrock
BLK
$165B
$977K 0.04%
1,734
-237
-12% -$135K
SCZ icon
411
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.3B
$972K 0.04%
16,477
+3,999
+32% +$229K
IYR icon
412
iShares US Real Estate ETF
IYR
$4.73B
$964K 0.04%
12,074
-1,208
-9% -$97.6K
MU icon
413
Micron Technology
MU
$1.02T
$958K 0.04%
20,395
-11,145
-35% -$539K
CWB icon
414
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.57B
$957K 0.04%
13,890
+1,359
+11% +$90.2K
BIDU icon
415
Baidu
BIDU
$35.8B
$954K 0.04%
7,540
-908
-11% -$113K
SCHP icon
416
Schwab US TIPS ETF
SCHP
$16.3B
$952K 0.04%
30,898
+10,756
+53% +$329K
B
417
Barrick Mining
B
$62.6B
$951K 0.04%
33,834
+24,042
+246% +$685K
AGZ icon
418
iShares Agency Bond ETF
AGZ
$559M
$949K 0.04%
7,836
+260
+3% +$31.5K
AFL icon
419
Aflac
AFL
$64.4B
$945K 0.04%
25,988
+1,547
+6% +$56.3K
FNCL icon
420
Fidelity MSCI Financials Index ETF
FNCL
$2.37B
$941K 0.04%
27,821
+1,301
+5% +$44.8K
TRV icon
421
Travelers Companies
TRV
$81.4B
$936K 0.04%
8,655
+722
+9% +$82.8K
WPC icon
422
W.P. Carey
WPC
$17B
$932K 0.04%
14,605
-421
-3% -$28.4K
BSJN
423
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$917K 0.04%
37,359
+1,255
+3% +$30.9K
TJX icon
424
TJX Companies
TJX
$173B
$913K 0.04%
16,414
+6,507
+66% +$351K
FCX icon
425
Freeport-McMoran
FCX
$90.2B
$911K 0.04%
58,228
+41,165
+241% +$594K
15 16
17
18 19

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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.