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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+21.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.28B
AUM Growth
+$594M
Cap. Flow
+$272M
Cap. Flow %
11.95%
Top 10 Hldgs %
24.27%
Holding
1,116
New
201
Increased
513
Reduced
312
Closed
62

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$20.9M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$10.6M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.59M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.46M
5
MSFT icon
Microsoft
MSFT
+$8.38M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.33M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.61M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$4.28M
4
STPZ icon
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
+$3.82M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.69M

Sector Composition

Rank Sector Weight
1 Technology 10.99%
2 Healthcare 5.18%
3 Consumer Discretionary 5.15%
4 Communication Services 3.99%
5 Financials 3.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOCU
401
DocuSign
DOCU
$9.63B
$959K 0.04%
5,568
+841
+18% +$106K
VLUE icon
402
iShares MSCI USA Value Factor ETF
VLUE
$9.4B
$946K 0.04%
+13,088
New +$912K
BVN icon
403
Compañía de Minas Buenaventura
BVN
$7.85B
$940K 0.04%
+102,864
New +$831K
IYY icon
404
iShares Dow Jones US ETF
IYY
$2.92B
$938K 0.04%
12,248
-15,012
-55% -$1.08M
XAR icon
405
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.07B
$930K 0.04%
10,606
+930
+10% +$77.1K
QYLD icon
406
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
$925K 0.04%
44,038
-8,008
-15% -$162K
AXP icon
407
American Express
AXP
$223B
$923K 0.04%
9,691
-2,770
-22% -$255K
FDT icon
408
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$922K 0.04%
+19,654
New +$873K
AGZ icon
409
iShares Agency Bond ETF
AGZ
$553M
$917K 0.04%
7,576
+1,463
+24% +$177K
IRM icon
410
Iron Mountain
IRM
$38.2B
$916K 0.04%
35,099
+3,414
+11% +$86.2K
RDS.A
411
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$913K 0.04%
27,938
-2,358
-8% -$80.9K
TRV icon
412
Travelers Companies
TRV
$80.8B
$905K 0.04%
7,933
+170
+2% +$17.9K
PSX icon
413
Phillips 66
PSX
$82.9B
$904K 0.04%
12,569
-4,773
-28% -$338K
ITA icon
414
iShares US Aerospace & Defense ETF
ITA
$14.2B
$903K 0.04%
10,964
+400
+4% +$31.5K
TMUS icon
415
T-Mobile US
TMUS
$193B
$902K 0.04%
8,657
+1,939
+29% +$186K
PINS icon
416
Pinterest
PINS
$12.4B
$899K 0.04%
40,531
+11,789
+41% +$230K
GH icon
417
Guardant Health
GH
$19.5B
$897K 0.04%
11,059
+233
+2% +$18.8K
PPL
418
PPL Corp
PPL
$27.3B
$897K 0.04%
34,713
-959
-3% -$24.9K
EEMV icon
419
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
$894K 0.04%
17,190
-1,762
-9% -$89.1K
OLED icon
420
Universal Display
OLED
$3.71B
$893K 0.04%
5,968
+586
+11% +$86K
MAG
421
DELISTED
MAG Silver
MAG
$889K 0.04%
+63,047
New +$725K
BSJK
422
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$882K 0.04%
37,890
+10,702
+39% +$248K
AFL icon
423
Aflac
AFL
$63.9B
$881K 0.04%
24,441
+2,236
+10% +$80.8K
LHX icon
424
L3Harris
LHX
$55.9B
$881K 0.04%
5,195
+2,342
+82% +$440K
FNCL icon
425
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
$879K 0.04%
26,520
-38,943
-59% -$1.25M
15 16
17
18 19

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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q2 2020 Portfolio in Review

As of Q2 2020, Sigma Planning Corp held 1,116 positions worth $2.28B, up 35% from $1.68B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp deployed $272M of net new capital in Q2 2020, opening 201 new positions and adding to 513 existing holdings. Its largest new stake was Chipotle Mexican Grill: 205,200 shares worth $4.32M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $6.33M trimmed.

  • Sigma Planning Corp's largest Q2 2020 buy was Chipotle Mexican Grill: 205,200 shares worth $4.32M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q2 2020, an estimated $20.9M increase.
  • Sigma Planning Corp's biggest Q2 2020 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.33M.
  • Sigma Planning Corp fully exited Invesco DB US Dollar Index Bullish Fund in Q2 2020, selling an estimated $1.87M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $2.28B portfolio in Q2 2020.
  • Sigma Planning Corp opened 201 new positions and closed 62 in Q2 2020.
  • Sigma Planning Corp's portfolio value rose 35% quarter-over-quarter to $2.28B.

Based on Sigma Planning Corp's 13F filing for Q2 2020, filed 31 Jul 2020.