We are live on
!
Find out more
SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
(-29%)
Cap. Flow
-$313M
Cap. Flow
% of AUM
-18.61%
Top 10 Holdings %
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.9M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$13M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$11M |
| 4 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$4.19M |
| 5 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$3.69M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$16M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$12.7M |
| 3 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$9.08M |
| 4 |
iShares MSCI EAFE Min Vol Factor ETF
EFAV
|
+$8.23M |
| 5 |
Copart
CPRT
|
+$7.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.92% |
| 2 | Healthcare | 4.9% |
| 3 | Consumer Discretionary | 4.23% |
| 4 | Communication Services | 3.99% |
| 5 | Consumer Staples | 3.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SMAR
401
DELISTED
Smartsheet Inc.
SMAR
| $700K | 0.04% |
16,856
+1,393
| +9% | +$63.2K |
|
402
New Mountain Finance
NMFC
$656M
| $693K | 0.04% |
101,914
+2,777
| +3% | +$34.3K |
|
403
Emerson Electric
EMR
$84.6B
| $692K | 0.04% |
14,524
-1,105
| -7% | -$72.8K |
|
404
Autodesk
ADSK
$50.5B
| $679K | 0.04% |
4,351
-3,707
| -46% | -$680K |
|
405
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.6B
| $678K | 0.04% |
26,219
+9,031
| +53% | +$288K |
|
406
Citigroup
C
$221B
| $672K | 0.04% |
15,961
-233
| -1% | -$15.6K |
|
407
ConocoPhillips
COP
$142B
| $670K | 0.04% |
21,755
-4,347
| -17% | -$221K |
|
408
Blackstone Mortgage Trust
BXMT
$2.84B
| $668K | 0.04% |
35,854
-3,631
| -9% | -$123K |
|
409
DuPont de Nemours
DD
$19.1B
| $657K | 0.04% |
15,341
+2,206
| +17% | +$135K |
|
410
iShares Russell 1000 Value ETF
IWD
$82.4B
| $656K | 0.04% |
6,609
-965
| -13% | -$120K |
|
411
Eldorado Gold
EGO
$8.1B
| $654K | 0.04% |
+106,061
| New | +$798K |
|
412
Schwab International Equity ETF
SCHF
$65.3B
| $653K | 0.04% |
50,576
+5,720
| +13% | +$88K |
|
413
Kinross Gold
KGC
$27.8B
| $644K | 0.04% |
+161,790
| New | +$783K |
|
414
Pan American Silver
PAAS
$18B
| $643K | 0.04% |
44,899
-27,182
| -38% | -$564K |
|
415
Invesco Active US Real Estate Fund
PSR
$60.3M
| $643K | 0.04% |
8,954
+990
| +12% | +$89.8K |
|
416
BlackRock MuniYield Michigan Quality Fund
MIY
$353M
| $641K | 0.04% |
48,359
+2,018
| +4% | +$28.4K |
|
417
uniQure
QURE
$2.52B
| $638K | 0.04% |
13,440
-255
| -2% | -$14.7K |
|
418
Western Digital
WDC
$148B
| $638K | 0.04% |
20,278
-8,468
| -29% | -$375K |
|
|
TRTN
419
DELISTED
Triton International Limited
TRTN
| $638K | 0.04% |
24,652
-2,354
| -9% | -$80.6K |
|
420
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.16B
| $633K | 0.04% |
28,073
-1,043
| -4% | -$30.2K |
|
|
WBA
421
DELISTED
Walgreens Boots Alliance
WBA
| $630K | 0.04% |
13,777
+705
| +5% | +$35.8K |
|
|
BSJK
422
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
| $625K | 0.04% |
27,188
+5,271
| +24% | +$124K |
|
423
First Majestic Silver
AG
$7.62B
| $623K | 0.04% |
100,693
+45,491
| +82% | +$407K |
|
|
VGR
424
DELISTED
Vector Group Ltd.
VGR
| $619K | 0.04% |
92,676
+10,897
| +13% | +$96.1K |
|
425
McEwen Inc
MUX
$989M
| $618K | 0.04% |
+93,578
| New | +$965K |
|
Similar funds
U
SL
WB
SCM
BPS
VPC
ACM
WWA
Sigma Planning Corp's Q1 2020 Portfolio in Review
As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.
- Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
- Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
- Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
- Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
- Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
- Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.
Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.