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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$149M
Cap. Flow %
6.27%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Technology 7.36%
2 Financials 4.5%
3 Healthcare 4.01%
4 Industrials 3.83%
5 Consumer Discretionary 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFL icon
401
Aflac
AFL
$63.9B
$1.02M 0.04%
19,308
+1,923
+11% +$102K
PTNQ icon
402
Pacer Trendpilot 100 ETF
PTNQ
$1.2B
$1.02M 0.04%
25,276
+662
+3% +$25.2K
ILTB icon
403
iShares Core 10+ Year USD Bond ETF
ILTB
$596M
$1.01M 0.04%
14,826
+6,900
+87% +$473K
HAL icon
404
Halliburton
HAL
$27.9B
$1.01M 0.04%
41,181
+817
+2% +$17.2K
NOC icon
405
Northrop Grumman
NOC
$77B
$1M 0.04%
2,921
-623
-18% -$219K
BIP icon
406
Brookfield Infrastructure Partners
BIP
$18.8B
$1M 0.04%
33,739
-7,134
-17% -$214K
CAH icon
407
Cardinal Health
CAH
$53.4B
$1M 0.04%
19,856
-7,063
-26% -$365K
K
408
DELISTED
Kellanova
K
$1M 0.04%
15,441
+795
+5% +$48.2K
ROK icon
409
Rockwell Automation
ROK
$51.4B
$991K 0.04%
4,891
-396
-7% -$73.4K
FBT icon
410
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$983K 0.04%
6,607
+1,781
+37% +$245K
QURE icon
411
uniQure
QURE
$2.68B
$981K 0.04%
13,695
+1,903
+16% +$104K
RIGS icon
412
ALPS Strategic Income Fund
RIGS
$60.4M
$980K 0.04%
39,400
+2,140
+6% +$53.2K
FXD icon
413
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$979K 0.04%
21,599
+5,181
+32% +$226K
GUNR icon
414
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.19B
$976K 0.04%
29,116
+8,543
+42% +$272K
TWLO icon
415
Twilio
TWLO
$29.1B
$971K 0.04%
9,882
+1,734
+21% +$177K
USIG icon
416
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
$969K 0.04%
16,619
+10
+0.1% +$582
MET icon
417
MetLife
MET
$61B
$958K 0.04%
18,789
+3,099
+20% +$150K
SVM
418
Silvercorp Metals
SVM
$2.13B
$958K 0.04%
+168,902
New +$786K
GS icon
419
Goldman Sachs
GS
$313B
$957K 0.04%
4,161
+302
+8% +$65.5K
CDE icon
420
Coeur Mining
CDE
$15.6B
$951K 0.04%
117,655
-86,410
-42% -$533K
VMW
421
DELISTED
VMware, Inc
VMW
$945K 0.04%
6,226
+465
+8% +$72.9K
QDEF icon
422
FlexShares Quality Dividend Defensive Index Fund
QDEF
$543M
$939K 0.04%
19,644
+631
+3% +$29.4K
VBK icon
423
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$932K 0.04%
4,692
+1,273
+37% +$242K
ROP icon
424
Roper Technologies
ROP
$36.3B
$923K 0.04%
2,605
+1,829
+236% +$632K
SWKS icon
425
Skyworks Solutions
SWKS
$9.06B
$921K 0.04%
7,617
+2,978
+64% +$293K
15 16
17
18 19

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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.