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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
(+7.3%)
Cap. Flow
+$123M
Cap. Flow
% of AUM
5.9%
Top 10 Holdings %
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Information Technology ETF
VGT
|
+$11.9M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$8.9M |
| 3 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$8.48M |
| 4 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$7.6M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$7.12M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$9.05M |
| 2 |
iShares MBS ETF
MBB
|
+$7.28M |
| 3 |
Vanguard Total World Stock ETF
VT
|
+$4.1M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$4.02M |
| 5 |
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.08% |
| 2 | Financials | 4.39% |
| 3 | Consumer Discretionary | 4.39% |
| 4 | Industrials | 4.11% |
| 5 | Healthcare | 3.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
Guardant Health
GH
$19.5B
| $887K | 0.04% |
13,893
+5,125
| +58% | +$451K |
|
402
Valero Energy
VLO
$89.8B
| $887K | 0.04% |
10,401
+1,056
| +11% | +$85.4K |
|
|
RDS.B
403
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $886K | 0.04% |
+14,793
| New | +$883K |
|
|
K
404
DELISTED
Kellanova
K
| $885K | 0.04% |
14,646
+1,838
| +14% | +$105K |
|
405
Pacer Trendpilot 100 ETF
PTNQ
$1.2B
| $884K | 0.04% |
24,614
-89,706
| -78% | -$3.23M |
|
|
CGC
406
Canopy Growth
CGC
$375M
| $879K | 0.04% |
3,832
-774
| -17% | -$237K |
|
407
Illinois Tool Works
ITW
$81.4B
| $878K | 0.04% |
5,611
-285
| -5% | -$43.3K |
|
408
Mondelez International
MDLZ
$77.7B
| $872K | 0.04% |
15,764
+1,095
| +7% | +$59.9K |
|
409
Rockwell Automation
ROK
$51.4B
| $871K | 0.04% |
5,287
-1,013
| -16% | -$160K |
|
410
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.59B
| $870K | 0.04% |
19,014
-592
| -3% | -$27.2K |
|
411
LyondellBasell Industries
LYB
$19.5B
| $870K | 0.04% |
9,724
+705
| +8% | +$57.5K |
|
412
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
| $870K | 0.04% |
38,485
+11,509
| +43% | +$264K |
|
413
FlexShares Quality Dividend Defensive Index Fund
QDEF
$543M
| $869K | 0.04% |
19,013
-404
| -2% | -$18.3K |
|
414
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
| $865K | 0.04% |
+5,785
| New | +$851K |
|
|
VMW
415
DELISTED
VMware, Inc
VMW
| $865K | 0.04% |
5,761
+1,712
| +42% | +$269K |
|
416
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
| $862K | 0.04% |
9,791
-290
| -3% | -$25.3K |
|
417
Crown Castle
CCI
$32.7B
| $855K | 0.04% |
6,152
+258
| +4% | +$35.7K |
|
418
McCormick & Company Non-Voting
MKC
$13.4B
| $853K | 0.04% |
10,910
+5,186
| +91% | +$417K |
|
|
HYLD
419
DELISTED
High Yield ETF
HYLD
| $843K | 0.04% |
24,885
+4,291
| +21% | +$147K |
|
420
Whirlpool
WHR
$2.42B
| $841K | 0.04% |
5,310
-632
| -11% | -$90.7K |
|
421
Blackrock
BLK
$164B
| $839K | 0.04% |
1,882
-43
| -2% | -$19.1K |
|
422
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
| $835K | 0.04% |
+15,852
| New | +$830K |
|
423
lululemon athletica
LULU
$13B
| $833K | 0.04% |
4,329
+1,387
| +47% | +$259K |
|
424
Invesco KBW Bank ETF
KBWB
$7.08B
| $832K | 0.04% |
16,144
+2,154
| +15% | +$108K |
|
425
American States Water
AWR
$3.39B
| $831K | 0.04% |
9,251
+2,491
| +37% | +$209K |
|
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Sigma Planning Corp's Q3 2019 Portfolio in Review
As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.
- Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
- Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
- Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
- Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
- Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
- Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.
Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.