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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOC icon
401
Healthpeak Properties
DOC
$15.4B
$569K 0.04%
21,808
-6,672
-23% -$177K
SPG icon
402
Simon Property Group
SPG
$74.5B
$566K 0.04%
3,294
-196
-6% -$31.8K
JNK icon
403
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$563K 0.04%
5,107
-455
-8% -$50.4K
REM icon
404
iShares Mortgage Real Estate ETF
REM
$542M
$562K 0.04%
12,434
+89
+0.7% +$4.09K
NVS icon
405
Novartis
NVS
$295B
$558K 0.04%
7,410
+390
+6% +$29.4K
RDS.B
406
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$558K 0.04%
8,164
-64
-0.8% -$4.15K
XAR icon
407
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.07B
$555K 0.04%
6,639
-2
-0% -$164
ABB
408
DELISTED
ABB Ltd
ABB
$554K 0.04%
20,674
+400
+2% +$10.3K
TWTR
409
DELISTED
Twitter, Inc.
TWTR
$554K 0.04%
23,066
-8,107
-26% -$167K
PFC
410
DELISTED
Premier Financial Corp. Common Stock
PFC
$552K 0.04%
21,232
– –
BSJI
411
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$550K 0.04%
21,902
+1,400
+7% +$35.3K
GDXX
412
DELISTED
ProShares Ultra Gold Miners
GDXX
$547K 0.04%
13,004
+769
+6% +$30.9K
XIV
413
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$547K 0.04%
4,068
+1,743
+75% +$201K
NSC icon
414
Norfolk Southern
NSC
$78.8B
$544K 0.04%
3,751
+22
+0.6% +$2.95K
BCS.PRD.CL
415
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$544K 0.04%
20,407
-800
-4% -$21.3K
MFIC icon
416
MidCap Financial Investment
MFIC
$784M
$543K 0.04%
31,978
-3,748
-10% -$67.2K
PEB icon
417
Pebblebrook Hotel Trust
PEB
$2.16B
$541K 0.04%
14,557
-2,005
-12% -$74.1K
PNC icon
418
PNC Financial Services
PNC
$100B
$540K 0.04%
3,740
-1,155
-24% -$160K
EEMS icon
419
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$354M
$539K 0.04%
10,147
+2,240
+28% +$115K
NVG icon
420
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
$536K 0.04%
34,731
-20,626
-37% -$318K
SKYY icon
421
First Trust Cloud Computing ETF
SKYY
$2.74B
$532K 0.04%
+11,601
New +$515K
ALL icon
422
Allstate
ALL
$66.9B
$529K 0.04%
5,056
+33
+0.7% +$3.25K
AB icon
423
AllianceBernstein
AB
$3.47B
$527K 0.04%
21,053
+4,187
+25% +$106K
RPM icon
424
RPM International
RPM
$13.7B
$525K 0.04%
10,014
-441
-4% -$23.1K
OEF icon
425
iShares S&P 100 ETF
OEF
$19.8B
$524K 0.04%
4,414
+721
+20% +$83.2K
15 16
17
18 19

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Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.