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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.97%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.03B
AUM Growth
+$118M
Cap. Flow
+$78.5M
Cap. Flow %
7.6%
Top 10 Hldgs %
17.52%
Holding
846
New
111
Increased
409
Reduced
233
Closed
70

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$8.81M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.13M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.49M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$3.04M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$8.3M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$7.99M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.79M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$4.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.52M

Sector Composition

Rank Sector Weight
1 Technology 5.45%
2 Financials 5.07%
3 Healthcare 4.9%
4 Industrials 4.8%
5 Consumer Staples 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWN icon
401
iShares Russell 2000 Value ETF
IWN
$14.4B
$488K 0.05%
4,131
+1,424
+53% +$169K
FFC
402
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$768M
$487K 0.05%
23,686
+148
+0.6% +$2.93K
FMAT icon
403
Fidelity MSCI Materials Index ETF
FMAT
$585M
$485K 0.05%
15,885
+3,191
+25% +$96.6K
FPE icon
404
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$485K 0.05%
+24,869
New +$482K
IHE icon
405
iShares US Pharmaceuticals ETF
IHE
$1.47B
$485K 0.05%
+9,639
New +$477K
TIER
406
DELISTED
TIER REIT, Inc.
TIER
$484K 0.05%
27,871
+2,572
+10% +$46K
MDIV icon
407
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$483K 0.05%
24,721
+4,483
+22% +$87.4K
RF icon
408
Regions Financial
RF
$26.3B
$482K 0.05%
33,169
+39
+0.1% +$575
IP icon
409
International Paper
IP
$22.3B
$480K 0.05%
9,982
+1,764
+21% +$88.4K
GOLD
410
DELISTED
Randgold Resources Ltd
GOLD
$480K 0.05%
+5,496
New +$479K
NVS icon
411
Novartis
NVS
$295B
$479K 0.05%
7,195
+368
+5% +$24.5K
DE icon
412
Deere & Co
DE
$170B
$475K 0.05%
4,366
+444
+11% +$48.1K
REM icon
413
iShares Mortgage Real Estate ETF
REM
$542M
$475K 0.05%
10,485
-2,322
-18% -$102K
FDIS icon
414
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.59B
$471K 0.05%
13,594
+1,896
+16% +$64K
MFIC icon
415
MidCap Financial Investment
MFIC
$784M
$471K 0.05%
23,941
+3,298
+16% +$61.1K
VOX icon
416
Vanguard Communication Services ETF
VOX
$5.53B
$471K 0.05%
4,961
-231
-4% -$22.7K
PDM
417
Piedmont Realty Trust
PDM
$1.22B
$469K 0.05%
21,938
+1,979
+10% +$42.9K
OEF icon
418
iShares S&P 100 ETF
OEF
$19.8B
$465K 0.05%
4,443
+127
+3% +$13.1K
TJX icon
419
TJX Companies
TJX
$170B
$465K 0.05%
11,750
+766
+7% +$29.5K
VCR icon
420
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$463K 0.04%
3,345
+1,281
+62% +$173K
HYS icon
421
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$461K 0.04%
4,563
+2,250
+97% +$226K
RSG icon
422
Republic Services
RSG
$66.7B
$461K 0.04%
7,332
+43
+0.6% +$2.57K
VXF icon
423
Vanguard Extended Market ETF
VXF
$30.3B
$460K 0.04%
4,604
-438
-9% -$43.4K
BSJK
424
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$459K 0.04%
18,632
+953
+5% +$23.4K
CMI icon
425
Cummins
CMI
$91.7B
$457K 0.04%
3,022
-186
-6% -$27.5K
15 16
17
18 19

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Sigma Planning Corp's Q1 2017 Portfolio in Review

As of Q1 2017, Sigma Planning Corp held 846 positions worth $1.03B, up 13% from $915M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $78.5M of net new capital in Q1 2017, opening 111 new positions and adding to 409 existing holdings. Its largest new stake was iShares MSCI EAFE Value ETF: 165,518 shares worth $8.33M.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $8.3M trimmed.

  • Sigma Planning Corp's largest Q1 2017 buy was iShares MSCI EAFE Value ETF: 165,518 shares worth $8.33M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2017, an estimated $8.81M increase.
  • Sigma Planning Corp's biggest Q1 2017 reduction was iShares Core S&P US Growth ETF, cutting an estimated $8.3M.
  • Sigma Planning Corp fully exited Papa John's in Q1 2017, selling an estimated $1.32M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $1.03B portfolio in Q1 2017.
  • Sigma Planning Corp opened 111 new positions and closed 70 in Q1 2017.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $1.03B.

Based on Sigma Planning Corp's 13F filing for Q1 2017, filed 24 Apr 2017.