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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$767M
AUM Growth
+$35.5M
Cap. Flow
+$10.7M
Cap. Flow %
1.4%
Top 10 Hldgs %
17.73%
Holding
803
New
103
Increased
327
Reduced
251
Closed
107

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$7.46M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.41M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$5.46M
4
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$5.3M
5
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.58M

Top Sells

Rank Stock Value
1
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.98M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.63M
3
MBB icon
iShares MBS ETF
MBB
+$2.98M
4
IGOV icon
iShares International Treasury Bond ETF
IGOV
+$2.75M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.73M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.74%
2 Healthcare 4.86%
3 Technology 4.76%
4 Industrials 4.22%
5 Communication Services 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTE icon
401
TotalEnergies
TTE
$193B
$383K 0.05%
7,960
+2,445
+44% +$117K
FFC
402
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$768M
$382K 0.05%
17,649
+1,359
+8% +$28.3K
VCR icon
403
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$382K 0.05%
3,130
+1,418
+83% +$174K
IMCB icon
404
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$377K 0.05%
10,100
+356
+4% +$13.1K
OUNZ icon
405
VanEck Merk Gold Trust
OUNZ
$2.51B
$376K 0.05%
28,660
+3,100
+12% +$38.8K
FAST icon
406
Fastenal
FAST
$54B
$375K 0.05%
33,776
+1,440
+4% +$16.4K
XOM icon
407
PUT
ExxonMobil
XOM
$651B
$375K 0.05%
+4,000
New +$354K
CBI
408
DELISTED
Chicago Bridge & Iron Nv
CBI
$373K 0.05%
10,772
+3,412
+46% +$126K
PGF icon
409
Invesco Financial Preferred ETF
PGF
$676M
$372K 0.05%
19,359
+763
+4% +$14.4K
XHR
410
Xenia Hotels & Resorts
XHR
$1.98B
$371K 0.05%
22,080
-3,264
-13% -$51.4K
CMG icon
411
Chipotle Mexican Grill
CMG
$40.8B
$369K 0.05%
45,850
+12,200
+36% +$106K
AXAS
412
DELISTED
Abraxas Petroleum Corp
AXAS
$369K 0.05%
16,320
+820
+5% +$19.2K
FLR icon
413
Fluor
FLR
$7.29B
$368K 0.05%
7,458
+1,230
+20% +$64K
MAIN icon
414
Main Street Capital
MAIN
$4.97B
$367K 0.05%
11,182
+2,672
+31% +$85.1K
SIVR icon
415
abrdn Physical Silver Shares ETF
SIVR
$4.04B
$366K 0.05%
19,867
-153
-0.8% -$2.52K
RPAI
416
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$366K 0.05%
21,673
-3,197
-13% -$51.8K
NXDT
417
NexPoint Diversified Real Estate Trust
NXDT
$281M
$365K 0.05%
17,128
+500
+3% +$10.1K
WPZ
418
DELISTED
Williams Partners L.P.
WPZ
$365K 0.05%
10,543
-286
-3% -$8.47K
WPC icon
419
W.P. Carey
WPC
$17.1B
$364K 0.05%
5,347
+31
+0.6% +$1.95K
ETY icon
420
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$363K 0.05%
34,903
+10,145
+41% +$106K
FLTR icon
421
VanEck IG Floating Rate ETF
FLTR
$2.93B
$363K 0.05%
+14,632
New +$361K
VBK icon
422
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$363K 0.05%
2,932
+910
+45% +$110K
APD icon
423
Air Products & Chemicals
APD
$66.3B
$362K 0.05%
2,752
-91
-3% -$12.1K
DHS icon
424
WisdomTree US High Dividend Fund
DHS
$1.56B
$361K 0.05%
5,413
-1,450
-21% -$92.9K
VPU
425
Vanguard Utilities ETF
VPU
$8.83B
$357K 0.05%
3,120
+538
+21% +$57.8K
15 16
17
18 19

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Sigma Planning Corp's Q2 2016 Portfolio in Review

As of Q2 2016, Sigma Planning Corp held 803 positions worth $767M, up 4.9% from $732M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q2 2016 filing shows 103 new, 327 increased, 251 reduced and 107 closed positions. Its largest new stake was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M. The largest sale was iShares S&P Mid-Cap 400 Growth ETF, an estimated $4.98M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.7% of assets, down from 6.2% a quarter earlier, followed by Healthcare and Technology.

  • Sigma Planning Corp's largest Q2 2016 buy was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M.
  • Sigma Planning Corp added most to iShares S&P 100 ETF in Q2 2016, an estimated $7.46M increase.
  • Sigma Planning Corp's biggest Q2 2016 reduction was iShares S&P Mid-Cap 400 Growth ETF, cutting an estimated $4.98M.
  • Sigma Planning Corp fully exited Chimera Investment in Q2 2016, selling an estimated $1.75M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $767M portfolio in Q2 2016.
  • Sigma Planning Corp opened 103 new positions and closed 107 in Q2 2016.
  • Sigma Planning Corp's portfolio value rose 4.9% quarter-over-quarter to $767M.

Based on Sigma Planning Corp's 13F filing for Q2 2016, filed 22 Jul 2016.