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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.25%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$732M
AUM Growth
+$17.2M
Cap. Flow
+$2.4M
Cap. Flow %
0.33%
Top 10 Hldgs %
18%
Holding
810
New
114
Increased
279
Reduced
290
Closed
110

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$5.57M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.92M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$4.01M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.97M
5
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.69M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.48M
3
SH icon
ProShares Short S&P500
SH
+$3.97M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.73M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.17%
2 Technology 5.83%
3 Healthcare 5.3%
4 Industrials 4.69%
5 Communication Services 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMCB icon
401
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$354K 0.05%
9,744
-1,976
-17% -$67.1K
SGDM icon
402
Sprott Gold Miners ETF
SGDM
$551M
$354K 0.05%
19,010
+362
+2% +$5.72K
DGRO icon
403
iShares Core Dividend Growth ETF
DGRO
$42.6B
$353K 0.05%
13,374
-6,618
-33% -$166K
IEUR icon
404
iShares Core MSCI Europe ETF
IEUR
$8.66B
$353K 0.05%
8,594
+1,651
+24% +$65.2K
XBI icon
405
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$353K 0.05%
6,829
-19
-0.3% -$987
BSJI
406
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$353K 0.05%
14,646
+1,689
+13% +$39.8K
AB icon
407
AllianceBernstein
AB
$3.47B
$352K 0.05%
15,029
-1,910
-11% -$38.8K
PANW icon
408
Palo Alto Networks
PANW
$264B
$351K 0.05%
12,906
+2,226
+21% +$54.7K
TIER
409
DELISTED
TIER REIT, Inc.
TIER
$351K 0.05%
26,102
-1,075
-4% -$15.2K
PGF icon
410
Invesco Financial Preferred ETF
PGF
$676M
$350K 0.05%
18,596
+1,075
+6% +$19.9K
ROK icon
411
Rockwell Automation
ROK
$51.4B
$349K 0.05%
+3,064
New +$311K
MPT
412
Medical Properties Trust
MPT
$2.89B
$347K 0.05%
26,716
-1,800
-6% -$20.5K
TQQQ icon
413
ProShares UltraPro QQQ
TQQQ
$31.1B
$344K 0.05%
161,088
-175,104
-52% -$325K
PWB icon
414
Invesco Large Cap Growth ETF
PWB
$2.29B
$341K 0.05%
11,048
+35
+0.3% +$1.03K
TILT icon
415
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.17B
$340K 0.05%
4,008
– –
DBC icon
416
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$337K 0.05%
25,338
-1,724
-6% -$22.1K
HA
417
DELISTED
Hawaiian Holdings, Inc.
HA
$337K 0.05%
7,150
+700
+11% +$27.1K
FLR icon
418
Fluor
FLR
$7.29B
$334K 0.05%
6,228
+1,253
+25% +$58.9K
CPB icon
419
Campbell Soup
CPB
$6.51B
$332K 0.05%
5,202
-47
-0.9% -$2.76K
FFC
420
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$768M
$332K 0.05%
16,290
-4,505
-22% -$89K
FTCS icon
421
First Trust Capital Strength ETF
FTCS
$7.88B
$331K 0.05%
+8,415
New +$313K
ARI
422
Apollo Commercial Real Estate
ARI
$887M
$329K 0.05%
20,205
+2,930
+17% +$47.1K
SCZ icon
423
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$329K 0.05%
6,612
+1,333
+25% +$62.7K
IRC
424
DELISTED
INLAND REAL ESTATE CORP
IRC
$326K 0.04%
30,760
-5,903
-16% -$62.7K
ACN icon
425
Accenture
ACN
$89.9B
$325K 0.04%
2,813
+590
+27% +$60.6K
15 16
17
18 19

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Sigma Planning Corp's Q1 2016 Portfolio in Review

As of Q1 2016, Sigma Planning Corp held 810 positions worth $732M, up 2.4% from $714M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q1 2016 filing shows 114 new, 279 increased, 290 reduced and 110 closed positions. Its largest new stake was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M. The largest sale was Fidelity Nasdaq Composite Index ETF, an estimated $5.87M.

By sector, the portfolio is most concentrated in Consumer Staples at 6.2% of assets, up from 5.3% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q1 2016 buy was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2016, an estimated $5.57M increase.
  • Sigma Planning Corp's biggest Q1 2016 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $5.87M.
  • Sigma Planning Corp fully exited ProShares Ultra S&P500 in Q1 2016, selling an estimated $3.73M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $732M portfolio in Q1 2016.
  • Sigma Planning Corp opened 114 new positions and closed 110 in Q1 2016.
  • Sigma Planning Corp's portfolio value rose 2.4% quarter-over-quarter to $732M.

Based on Sigma Planning Corp's 13F filing for Q1 2016, filed 18 Apr 2016.