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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$755M
AUM Growth
-$1.57M
Cap. Flow
-$8.75M
Cap. Flow %
-1.16%
Top 10 Hldgs %
17.02%
Holding
817
New
100
Increased
305
Reduced
321
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.56M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.33M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.97M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.74M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.73M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$9.97M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$4.82M
3
ETP
Energy Transfer Partners, L.P.
ETP
+$4.39M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$4.18M
5
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$4.04M

Sector Composition

Rank Sector Weight
1 Technology 6.63%
2 Healthcare 6.21%
3 Energy 5.64%
4 Industrials 4.87%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVK
401
Advent Convertible and Income Fund
AVK
$544M
$416K 0.06%
24,694
+4
+0% +$66
AET
402
DELISTED
Aetna Inc
AET
$412K 0.05%
3,863
+701
+22% +$68.7K
WES
403
DELISTED
Western Gas Partners Lp
WES
$412K 0.05%
6,255
-43,334
-87% -$2.99M
FUN icon
404
Cedar Fair
FUN
$1.78B
$409K 0.05%
7,132
-15
-0.2% -$811
MDIV icon
405
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$409K 0.05%
19,415
-4,033
-17% -$85.8K
JPS
406
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$408K 0.05%
44,506
-680
-2% -$6.28K
TWO
407
Two Harbors Investment
TWO
$1.27B
$407K 0.05%
4,791
-523
-10% -$43.4K
VOT icon
408
Vanguard Mid-Cap Growth ETF
VOT
$19B
$407K 0.05%
+3,770
New +$393K
UTF icon
409
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$406K 0.05%
17,888
+623
+4% +$14.2K
DNP icon
410
DNP Select Income Fund
DNP
$4.18B
$402K 0.05%
38,256
+2,658
+7% +$27.9K
SIRE
411
DELISTED
Sisecam Resources LP
SIRE
$402K 0.05%
17,772
-1,391
-7% -$33.9K
IWD icon
412
iShares Russell 1000 Value ETF
IWD
$82B
$401K 0.05%
3,885
-27
-0.7% -$2.8K
IWR icon
413
iShares Russell Mid-Cap ETF
IWR
$56.8B
$401K 0.05%
9,264
+1,868
+25% +$79.4K
KYN icon
414
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$401K 0.05%
11,282
-7,417
-40% -$262K
APD icon
415
Air Products & Chemicals
APD
$66.3B
$399K 0.05%
2,851
+89
+3% +$12.3K
TJX icon
416
TJX Companies
TJX
$170B
$398K 0.05%
11,354
-170
-1% -$5.79K
CXP
417
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$398K 0.05%
14,717
-1,528
-9% -$39.1K
FIS icon
418
Fidelity National Information Services
FIS
$21.5B
$396K 0.05%
5,813
-337
-5% -$22K
ET icon
419
Energy Transfer Partners
ET
$70.1B
$395K 0.05%
12,462
-7,626
-38% -$226K
MDLZ icon
420
Mondelez International
MDLZ
$77.7B
$395K 0.05%
10,940
-1,602
-13% -$57.9K
VPL icon
421
Vanguard FTSE Pacific ETF
VPL
$8.05B
$395K 0.05%
6,451
+2,880
+81% +$171K
CMS icon
422
CMS Energy
CMS
$23.1B
$394K 0.05%
11,284
-810
-7% -$28.8K
TNH
423
DELISTED
Terra Nitrogen
TNH
$394K 0.05%
2,702
-560
-17% -$75K
LECO icon
424
Lincoln Electric
LECO
$13.8B
$392K 0.05%
5,992
-535
-8% -$36.3K
PDM
425
Piedmont Realty Trust
PDM
$1.22B
$390K 0.05%
20,943
-265
-1% -$4.99K
15 16
17
18 19

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Sigma Planning Corp's Q1 2015 Portfolio in Review

As of Q1 2015, Sigma Planning Corp held 817 positions worth $755M, down 0.21% from $756M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp's Q1 2015 filing shows 100 new, 305 increased, 321 reduced and 66 closed positions. Its largest new stake was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $9.97M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 7% a quarter earlier, followed by Healthcare and Energy.

  • Sigma Planning Corp's largest Q1 2015 buy was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $4.56M increase.
  • Sigma Planning Corp's biggest Q1 2015 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $9.97M.
  • Sigma Planning Corp fully exited Energy Transfer Partners, L.P. in Q1 2015, selling an estimated $4.39M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $755M portfolio in Q1 2015.
  • Sigma Planning Corp opened 100 new positions and closed 66 in Q1 2015.
  • Sigma Planning Corp's portfolio value fell 0.21% quarter-over-quarter to $755M.

Based on Sigma Planning Corp's 13F filing for Q1 2015, filed 23 Apr 2015.