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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
-$17.5M
Cap. Flow %
-0.66%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.58%
2 Technology 11.22%
3 Healthcare 4.68%
4 Consumer Discretionary 4.34%
5 Financials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGT icon
376
Target
TGT
$70.3B
$1.31M 0.05%
11,847
-4,122
-26% -$523K
LGOV icon
377
First Trust Long Duration Opportunities ETF
LGOV
$614M
$1.31M 0.05%
64,520
-73,097
-53% -$1.57M
PKST
378
DELISTED
Peakstone Realty Trust
PKST
$1.3M 0.05%
+78,317
New +$1.66M
FPEI icon
379
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.92B
$1.3M 0.05%
77,163
-20,566
-21% -$351K
HEFA icon
380
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
$1.3M 0.05%
43,271
+1,365
+3% +$41.3K
BDX icon
381
Becton Dickinson
BDX
$49.5B
$1.3M 0.05%
5,025
+524
+12% +$142K
PDBC icon
382
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$7.81B
$1.29M 0.05%
86,369
+32,531
+60% +$476K
SRLN icon
383
State Street Blackstone Senior Loan ETF
SRLN
$5.59B
$1.28M 0.05%
30,600
+2,902
+10% +$121K
IWV icon
384
iShares Russell 3000 ETF
IWV
$20B
$1.28M 0.05%
5,216
-241
-4% -$61.6K
CGMS icon
385
Capital Group US Multi-Sector Income ETF
CGMS
$5.39B
$1.27M 0.05%
49,673
+33,194
+201% +$863K
FNK icon
386
First Trust Mid Cap Value AlphaDEX Fund
FNK
$225M
$1.27M 0.05%
28,390
+473
+2% +$22.1K
GE icon
387
GE Aerospace
GE
$325B
$1.26M 0.05%
14,278
+177
+1% +$15.9K
AMT icon
388
American Tower
AMT
$82.2B
$1.26M 0.05%
7,655
-2,494
-25% -$456K
SHOP icon
389
Shopify
SHOP
$167B
$1.26M 0.05%
23,064
+1,018
+5% +$61.7K
FTGC icon
390
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.37B
$1.25M 0.05%
52,033
-2,115
-4% -$51.1K
MPC icon
391
Marathon Petroleum
MPC
$116B
$1.24M 0.05%
8,226
+181
+2% +$25.2K
SLB icon
392
SLB Ltd
SLB
$77.6B
$1.24M 0.05%
21,291
+1,874
+10% +$109K
UNP icon
393
Union Pacific
UNP
$167B
$1.23M 0.05%
6,039
-301
-5% -$65.6K
ECL icon
394
Ecolab
ECL
$76.8B
$1.23M 0.05%
7,256
+527
+8% +$95.8K
FLRN icon
395
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.95B
$1.22M 0.05%
39,754
+22,107
+125% +$677K
SHEL icon
396
Shell
SHEL
$273B
$1.22M 0.05%
18,889
+1,667
+10% +$104K
ED icon
397
Consolidated Edison
ED
$39B
$1.21M 0.05%
14,179
-543
-4% -$49.5K
XONE icon
398
BondBloxx Bloomberg One Year Target Duration US Treasury ETF
XONE
$863M
$1.21M 0.05%
24,278
+7,224
+42% +$359K
LRCX icon
399
Lam Research
LRCX
$337B
$1.2M 0.05%
19,140
-1,230
-6% -$80.8K
VTIP icon
400
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$20.4B
$1.19M 0.04%
25,223
-32,697
-56% -$1.54M
14 15
16
17 18

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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.