We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BFEB icon
376
Innovator US Equity Buffer ETF February
BFEB
$252M
$1.48M 0.05%
+46,129
New +$1.44M
PAYX icon
377
Paychex
PAYX
$40.4B
$1.47M 0.05%
12,810
-2,697
-17% -$307K
FTRI icon
378
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$124M
$1.47M 0.05%
110,550
+3,384
+3% +$46.8K
MU icon
379
Micron Technology
MU
$1.04T
$1.46M 0.05%
24,276
-464
-2% -$27.2K
VXUS icon
380
Vanguard Total International Stock ETF
VXUS
$153B
$1.45M 0.05%
26,340
+4,594
+21% +$251K
TLH icon
381
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$1.45M 0.05%
12,680
+5,778
+84% +$650K
QCLN icon
382
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$633M
$1.45M 0.05%
27,761
-1,396
-5% -$73.1K
BROS icon
383
Dutch Bros
BROS
$8.78B
$1.44M 0.05%
45,677
+18,235
+66% +$617K
GE icon
384
GE Aerospace
GE
$367B
$1.44M 0.05%
18,927
-2,979
-14% -$199K
SKYY icon
385
First Trust Cloud Computing ETF
SKYY
$2.74B
$1.44M 0.05%
21,450
-4,061
-16% -$256K
XLC icon
386
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$1.43M 0.05%
24,701
+2,452
+11% +$133K
UNP icon
387
Union Pacific
UNP
$183B
$1.43M 0.05%
7,111
-2,169
-23% -$440K
VOT icon
388
Vanguard Mid-Cap Growth ETF
VOT
$19B
$1.43M 0.05%
7,327
+448
+7% +$85.8K
IWN icon
389
iShares Russell 2000 Value ETF
IWN
$14.4B
$1.43M 0.05%
10,406
-155
-1% -$22.5K
HBAN icon
390
Huntington Bancshares
HBAN
$35.1B
$1.42M 0.05%
126,851
+5,843
+5% +$81.3K
PJAN icon
391
Innovator US Equity Power Buffer ETF January
PJAN
$1.46B
$1.42M 0.05%
42,740
+14,040
+49% +$457K
HSY icon
392
Hershey
HSY
$35.4B
$1.42M 0.05%
5,574
-234
-4% -$55K
OKE icon
393
Oneok
OKE
$58.7B
$1.42M 0.05%
22,311
+872
+4% +$57.9K
FPEI icon
394
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.91B
$1.42M 0.05%
+84,620
New +$1.52M
WPC icon
395
W.P. Carey
WPC
$17.1B
$1.42M 0.05%
18,682
-1,106
-6% -$88.1K
STZ icon
396
Constellation Brands
STZ
$22.2B
$1.42M 0.05%
6,273
-593
-9% -$132K
EEM icon
397
iShares MSCI Emerging Markets ETF
EEM
$28.5B
$1.41M 0.05%
35,729
+10,220
+40% +$406K
ROK icon
398
Rockwell Automation
ROK
$51.4B
$1.41M 0.05%
4,798
-56
-1% -$15.9K
FJUL icon
399
FT Vest US Equity Buffer ETF July
FJUL
$1.19B
$1.39M 0.05%
38,442
-6,906
-15% -$245K
FMAT icon
400
Fidelity MSCI Materials Index ETF
FMAT
$585M
$1.38M 0.05%
30,216
+1,890
+7% +$86.6K
14 15
16
17 18

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.