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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDX icon
376
Becton Dickinson
BDX
$43.1B
$1.65M 0.05%
6,865
-876
-11% -$215K
ZTR
377
Virtus Total Return Fund
ZTR
$340M
$1.64M 0.05%
175,921
+7,889
+5% +$76.2K
DFEB icon
378
FT Vest US Equity Deep Buffer ETF February
DFEB
$458M
$1.63M 0.05%
47,677
-12,008
-20% -$414K
IEF icon
379
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$1.63M 0.05%
14,168
-7,305
-34% -$854K
LUV icon
380
Southwest Airlines
LUV
$22.1B
$1.63M 0.05%
31,651
-5,908
-16% -$298K
SECT icon
381
Main Sector Rotation ETF
SECT
$2.75B
$1.63M 0.05%
39,956
+4,881
+14% +$203K
FCOM icon
382
Fidelity MSCI Communication Services Index ETF
FCOM
$1.74B
$1.62M 0.05%
30,412
+2,586
+9% +$143K
IWV icon
383
iShares Russell 3000 ETF
IWV
$19.5B
$1.62M 0.05%
6,340
-5
-0.1% -$1.31K
ALL icon
384
Allstate
ALL
$66.9B
$1.61M 0.05%
12,688
-2,730
-18% -$361K
PRU icon
385
Prudential Financial
PRU
$41.7B
$1.6M 0.05%
15,257
-225
-1% -$23.2K
DTD icon
386
WisdomTree US Total Dividend Fund
DTD
$1.65B
$1.6M 0.05%
27,294
+2,262
+9% +$137K
VTEB icon
387
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$1.6M 0.05%
29,222
+2,537
+10% +$140K
FXR icon
388
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$1.6M 0.05%
27,904
-5,889
-17% -$350K
IYH icon
389
iShares US Healthcare ETF
IYH
$3.11B
$1.6M 0.05%
29,000
+1,760
+6% +$101K
FYC icon
390
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.24B
$1.59M 0.05%
22,260
-19,132
-46% -$1.37M
PLTR icon
391
Palantir
PLTR
$295B
$1.59M 0.05%
66,263
-10,397
-14% -$254K
PDBC icon
392
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
$1.58M 0.05%
75,317
+5,291
+8% +$106K
IBB icon
393
iShares Biotechnology ETF
IBB
$9.31B
$1.58M 0.05%
9,799
+951
+11% +$160K
NXTG icon
394
First Trust Indxx NextG ETF
NXTG
$537M
$1.58M 0.05%
20,700
+34
+0.2% +$2.64K
FNCL icon
395
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
$1.57M 0.05%
29,273
+1,595
+6% +$85.1K
IYY icon
396
iShares Dow Jones US ETF
IYY
$2.92B
$1.57M 0.05%
14,568
+668
+5% +$74.1K
ED icon
397
Consolidated Edison
ED
$41.6B
$1.57M 0.05%
21,628
+131
+0.6% +$9.78K
PSLV icon
398
Sprott Physical Silver Trust
PSLV
$11.9B
$1.56M 0.05%
203,289
+1,991
+1% +$16.9K
BLK icon
399
Blackrock
BLK
$164B
$1.56M 0.05%
1,860
+231
+14% +$207K
FNY icon
400
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$580M
$1.56M 0.05%
21,662
-755
-3% -$55.7K
14 15
16
17 18

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.