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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
Cap. Flow
-$313M
Cap. Flow %
-18.61%
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.69M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$16M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$12.7M
3
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$9.08M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$8.23M
5
CPRT icon
Copart
CPRT
+$7.69M

Sector Composition

Rank Sector Weight
1 Technology 8.92%
2 Healthcare 4.9%
3 Consumer Discretionary 4.23%
4 Communication Services 3.99%
5 Consumer Staples 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRV icon
376
Travelers Companies
TRV
$81.4B
$771K 0.05%
7,763
-3,942
-34% -$490K
SKYY icon
377
First Trust Cloud Computing ETF
SKYY
$2.78B
$770K 0.05%
14,125
-23,015
-62% -$1.4M
USB icon
378
US Bancorp
USB
$98.9B
$770K 0.05%
22,351
-12,631
-36% -$609K
AFL icon
379
Aflac
AFL
$64.4B
$760K 0.05%
22,205
+2,897
+15% +$132K
ITA icon
380
iShares US Aerospace & Defense ETF
ITA
$14.4B
$760K 0.05%
10,564
-13,962
-57% -$1.43M
RDS.B
381
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$756K 0.04%
23,145
+10,340
+81% +$485K
EXC icon
382
Exelon
EXC
$48.2B
$755K 0.04%
28,747
+2,896
+11% +$91.1K
K
383
DELISTED
Kellanova
K
$755K 0.04%
13,407
-2,034
-13% -$125K
IRM icon
384
Iron Mountain
IRM
$37.8B
$754K 0.04%
31,685
-30,534
-49% -$924K
GH icon
385
Guardant Health
GH
$19.3B
$753K 0.04%
10,826
+3,281
+43% +$252K
USRT icon
386
iShares Core US REIT ETF
USRT
$4.73B
$750K 0.04%
19,146
-34,300
-64% -$1.75M
MDY icon
387
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$749K 0.04%
2,850
-1,948
-41% -$661K
GOVI icon
388
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$746K 0.04%
18,949
-130,982
-87% -$4.81M
LK
389
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
$741K 0.04%
27,266
+16,106
+144% +$593K
AGZ icon
390
iShares Agency Bond ETF
AGZ
$559M
$737K 0.04%
+6,113
New +$721K
XAR icon
391
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.11B
$736K 0.04%
9,676
-41,705
-81% -$4.29M
NOC icon
392
Northrop Grumman
NOC
$77.8B
$732K 0.04%
2,420
-501
-17% -$174K
ROK icon
393
Rockwell Automation
ROK
$51.9B
$729K 0.04%
4,833
-58
-1% -$10.8K
JETS icon
394
US Global Jets ETF
JETS
$768M
$727K 0.04%
+49,362
New +$1.28M
GDXJ icon
395
VanEck Junior Gold Miners ETF
GDXJ
$7.15B
$720K 0.04%
25,637
+5,216
+26% +$198K
LRCX icon
396
Lam Research
LRCX
$365B
$718K 0.04%
29,910
+2,100
+8% +$60.5K
OLED icon
397
Universal Display
OLED
$3.81B
$709K 0.04%
5,382
-1,108
-17% -$191K
TPHD icon
398
Timothy Plan High Dividend Stock ETF
TPHD
$363M
$707K 0.04%
37,055
-1,375
-4% -$33.5K
PRVB
399
DELISTED
Provention Bio, Inc. Common Stock
PRVB
$707K 0.04%
76,880
-3,505
-4% -$45.2K
CCL icon
400
Carnival Corporation Ltd
CCL
$37.1B
$706K 0.04%
53,590
+45,055
+528% +$1.6M
14 15
16
17 18

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Sigma Planning Corp's Q1 2020 Portfolio in Review

As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.

  • Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
  • Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
  • Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
  • Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
  • Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
  • Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.

Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.