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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
(+7.3%)
Cap. Flow
+$123M
Cap. Flow
% of AUM
5.9%
Top 10 Holdings %
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Information Technology ETF
VGT
|
+$11.9M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$8.9M |
| 3 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$8.48M |
| 4 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$7.6M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$7.12M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$9.05M |
| 2 |
iShares MBS ETF
MBB
|
+$7.28M |
| 3 |
Vanguard Total World Stock ETF
VT
|
+$4.1M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$4.02M |
| 5 |
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.08% |
| 2 | Financials | 4.39% |
| 3 | Consumer Discretionary | 4.39% |
| 4 | Industrials | 4.11% |
| 5 | Healthcare | 3.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
| $968K | 0.05% |
16,609
+70
| +0.4% | +$4.04K |
|
377
Nucor
NUE
$56.4B
| $961K | 0.05% |
18,868
+6,167
| +49% | +$322K |
|
|
PPL
378
PPL Corp
PPL
$27.3B
| $955K | 0.05% |
30,318
+5,162
| +21% | +$156K |
|
379
Nokia
NOK
$50.8B
| $946K | 0.05% |
186,941
+54,147
| +41% | +$279K |
|
380
First Trust Europe AlphaDEX Fund
FEP
$513M
| $943K | 0.05% |
27,446
+6,904
| +34% | +$237K |
|
381
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
| $939K | 0.05% |
10,724
+780
| +8% | +$68.3K |
|
382
Tesla
TSLA
$1.24T
| $930K | 0.04% |
57,885
-2,415
| -4% | -$37.8K |
|
383
American Electric Power
AEP
$73.7B
| $928K | 0.04% |
9,908
-570
| -5% | -$51.8K |
|
384
Broadcom
AVGO
$1.82T
| $928K | 0.04% |
33,600
+2,860
| +9% | +$81.3K |
|
385
Vanguard Communication Services ETF
VOX
$5.53B
| $927K | 0.04% |
10,697
-1,012
| -9% | -$89.2K |
|
386
Welltower
WELL
$178B
| $927K | 0.04% |
10,228
-88
| -0.9% | -$7.66K |
|
387
ALPS Strategic Income Fund
RIGS
$60.4M
| $925K | 0.04% |
37,260
+228
| +0.6% | +$5.67K |
|
|
RDS.A
388
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $924K | 0.04% |
15,694
+1,405
| +10% | +$83.4K |
|
389
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
| $923K | 0.04% |
8,473
+774
| +10% | +$83.8K |
|
390
Healthpeak Properties
DOC
$15.4B
| $923K | 0.04% |
25,895
+6,760
| +35% | +$228K |
|
391
Hercules Capital
HTGC
$2.94B
| $923K | 0.04% |
69,062
+31,598
| +84% | +$412K |
|
392
Exelon
EXC
$48.6B
| $919K | 0.04% |
26,677
-613
| -2% | -$20.6K |
|
393
Brown-Forman Class B
BF.B
$12B
| $914K | 0.04% |
14,561
-4,254
| -23% | -$249K |
|
394
Innovator US Equity Power Buffer ETF October
POCT
$963M
| $914K | 0.04% |
+36,715
| New | +$920K |
|
395
Timothy Plan High Dividend Stock ETF
TPHD
$364M
| $914K | 0.04% |
+35,800
| New | +$892K |
|
396
Aflac
AFL
$63.9B
| $910K | 0.04% |
17,385
-3,207
| -16% | -$169K |
|
397
iShares US Healthcare Providers ETF
IHF
$1.18B
| $906K | 0.04% |
28,015
+485
| +2% | +$16.7K |
|
398
Twilio
TWLO
$29.1B
| $896K | 0.04% |
8,148
-970
| -11% | -$126K |
|
399
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $890K | 0.04% |
+3,000
| New | +$886K |
|
400
SSR Mining
SSRM
$5.57B
| $890K | 0.04% |
+61,279
| New | +$943K |
|
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Sigma Planning Corp's Q3 2019 Portfolio in Review
As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.
- Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
- Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
- Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
- Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
- Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
- Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.
Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.