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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
(+28%)
Cap. Flow
+$217M
Cap. Flow
% of AUM
12.31%
Top 10 Holdings %
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$21.8M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$9.97M |
| 3 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$9.39M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$9.32M |
| 5 |
iShares MBS ETF
MBB
|
+$9.11M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Floating Rate Bond ETF
FLOT
|
+$7.42M |
| 2 |
iShares Core 1-5 Year USD Bond ETF
ISTB
|
+$5.97M |
| 3 |
ProShares Ultra S&P500
SSO
|
+$5.95M |
| 4 |
iShares Preferred and Income Securities ETF
PFF
|
+$5.88M |
| 5 |
iShares MSCI ACWI ETF
ACWI
|
+$5.68M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.02% |
| 2 | Healthcare | 4.47% |
| 3 | Financials | 4.46% |
| 4 | Industrials | 4.26% |
| 5 | Consumer Discretionary | 4.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
| $778K | 0.04% |
10,176
-728
| -7% | -$54.3K |
|
377
Royce Value Trust
RVT
$2.21B
| $776K | 0.04% |
56,379
+656
| +1% | +$8.9K |
|
378
InterDigital
IDCC
$6.68B
| $774K | 0.04% |
11,730
+507
| +5% | +$35.2K |
|
379
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
| $773K | 0.04% |
13,640
+892
| +7% | +$47.5K |
|
380
SLB Ltd
SLB
$77.8B
| $773K | 0.04% |
17,736
+2,130
| +14% | +$92.1K |
|
381
Prospect Capital
PSEC
$1.06B
| $769K | 0.04% |
117,883
+4,938
| +4% | +$32.8K |
|
382
Mondelez International
MDLZ
$77.7B
| $762K | 0.04% |
15,264
-201
| -1% | -$9.22K |
|
|
BHVN
383
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
| $757K | 0.04% |
14,716
-192
| -1% | -$8.29K |
|
384
Nokia
NOK
$50.8B
| $751K | 0.04% |
131,263
+28,280
| +27% | +$173K |
|
385
NNN REIT
NNN
$9.39B
| $749K | 0.04% |
13,514
+548
| +4% | +$28.4K |
|
386
CMS Energy
CMS
$23.1B
| $748K | 0.04% |
13,465
+197
| +1% | +$10.4K |
|
387
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $747K | 0.04% |
32,945
+5,850
| +22% | +$129K |
|
388
Broadcom
AVGO
$1.82T
| $743K | 0.04% |
24,700
+7,900
| +47% | +$214K |
|
389
Vanguard Consumer Staples ETF
VDC
$7.86B
| $741K | 0.04% |
5,102
+38
| +0.8% | +$5.27K |
|
|
MMP
390
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $740K | 0.04% |
12,201
+36
| +0.3% | +$2.17K |
|
391
ROBO Global Robotics & Automation Index ETF
ROBO
$1.9B
| $737K | 0.04% |
19,027
-10,767
| -36% | -$398K |
|
392
iShares Silver Trust
SLV
$28.1B
| $733K | 0.04% |
51,676
+1,775
| +4% | +$25.9K |
|
|
VMW
393
DELISTED
VMware, Inc
VMW
| $730K | 0.04% |
4,045
+299
| +8% | +$48.7K |
|
394
Goldman Sachs
GS
$313B
| $722K | 0.04% |
3,763
-854
| -18% | -$165K |
|
395
iShares Core Conservative Allocation ETF
AOK
$803M
| $720K | 0.04% |
20,861
-3,750
| -15% | -$127K |
|
396
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
| $719K | 0.04% |
6,811
+2,026
| +42% | +$210K |
|
|
CHI
397
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
| $719K | 0.04% |
70,875
-9,640
| -12% | -$96.8K |
|
398
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
| $718K | 0.04% |
8,550
+299
| +4% | +$24.6K |
|
399
Ulta Beauty
ULTA
$20.4B
| $714K | 0.04% |
2,048
+321
| +19% | +$97.1K |
|
400
Archer Daniels Midland
ADM
$41.4B
| $713K | 0.04% |
16,541
-212
| -1% | -$9.07K |
|
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Sigma Planning Corp's Q1 2019 Portfolio in Review
As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.
- Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
- Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
- Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
- Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
- Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
- Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.
Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.