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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
+$69.6M
Cap. Flow
+$92.5M
Cap. Flow %
6.76%
Top 10 Hldgs %
19.28%
Holding
943
New
91
Increased
412
Reduced
335
Closed
84

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.67M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.36M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.83M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.66M
5
FDMO icon
Fidelity Momentum Factor ETF
FDMO
+$4.71M

Top Sells

Rank Stock Value
1
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.02M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$4.57M
3
CC icon
Chemours
CC
+$4.34M
4
GEM icon
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
+$3.54M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.05M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 5.18%
3 Healthcare 4.6%
4 Industrials 4.53%
5 Consumer Discretionary 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSB icon
376
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$631K 0.05%
12,641
+538
+4% +$26.9K
MZOR
377
DELISTED
Mazor Robotics Ltd.
MZOR
$630K 0.05%
+10,261
New +$644K
AGZD icon
378
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$128M
$626K 0.05%
26,172
+2,212
+9% +$53.3K
LRCX icon
379
Lam Research
LRCX
$382B
$625K 0.05%
30,740
+5,920
+24% +$117K
TEAM icon
380
Atlassian
TEAM
$22B
$623K 0.05%
+11,563
New +$629K
OXY icon
381
Occidental Petroleum
OXY
$57B
$621K 0.05%
9,552
+2,455
+35% +$172K
ADM icon
382
Archer Daniels Midland
ADM
$41.4B
$616K 0.05%
14,200
-10,766
-43% -$453K
CCI icon
383
Crown Castle
CCI
$32.7B
$614K 0.04%
5,605
-300
-5% -$32.6K
EMLP icon
384
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$612K 0.04%
27,934
+3,101
+12% +$72.8K
ILCB icon
385
iShares Morningstar US Equity ETF
ILCB
$1.26B
$611K 0.04%
15,940
+176
+1% +$7.05K
PFC
386
DELISTED
Premier Financial Corp. Common Stock
PFC
$609K 0.04%
21,232
– –
APD icon
387
Air Products & Chemicals
APD
$66.3B
$606K 0.04%
3,808
+19
+0.5% +$3.13K
JPI
388
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$605K 0.04%
25,505
– –
IPAC icon
389
iShares Core MSCI Pacific ETF
IPAC
$2.6B
$602K 0.04%
+10,059
New +$612K
WELL icon
390
Welltower
WELL
$178B
$601K 0.04%
11,044
-1,747
-14% -$98.6K
CB icon
391
Chubb
CB
$140B
$600K 0.04%
4,386
+2,167
+98% +$314K
AWF
392
AllianceBernstein Global High Income Fund
AWF
$867M
$598K 0.04%
+50,330
New +$615K
IYW icon
393
iShares US Technology ETF
IYW
$23.7B
$595K 0.04%
14,144
-332
-2% -$14.3K
QDEF icon
394
FlexShares Quality Dividend Defensive Index Fund
QDEF
$543M
$595K 0.04%
13,863
-231
-2% -$10.2K
LUV icon
395
Southwest Airlines
LUV
$22.1B
$594K 0.04%
10,363
+210
+2% +$12.6K
COR icon
396
Cencora
COR
$60.3B
$592K 0.04%
6,870
-312
-4% -$30K
BSJI
397
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$591K 0.04%
23,541
+1,639
+7% +$41.1K
BMS
398
DELISTED
Bemis
BMS
$589K 0.04%
13,534
+66
+0.5% +$3.01K
OEF icon
399
iShares S&P 100 ETF
OEF
$19.8B
$588K 0.04%
5,072
+658
+15% +$79.7K
ALL icon
400
Allstate
ALL
$66.9B
$587K 0.04%
6,192
+1,136
+22% +$110K
14 15
16
17 18

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WB
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VPC
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Sigma Planning Corp's Q1 2018 Portfolio in Review

As of Q1 2018, Sigma Planning Corp held 943 positions worth $1.37B, up 5.4% from $1.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $92.5M of net new capital in Q1 2018, opening 91 new positions and adding to 412 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity MSCI Consumer Staples Index ETF, an estimated $5.02M trimmed.

  • Sigma Planning Corp's largest Q1 2018 buy was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.
  • Sigma Planning Corp added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2018, an estimated $6.67M increase.
  • Sigma Planning Corp's biggest Q1 2018 reduction was Fidelity MSCI Consumer Staples Index ETF, cutting an estimated $5.02M.
  • Sigma Planning Corp fully exited Chemours in Q1 2018, selling an estimated $4.34M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.37B portfolio in Q1 2018.
  • Sigma Planning Corp opened 91 new positions and closed 84 in Q1 2018.
  • Sigma Planning Corp's portfolio value rose 5.4% quarter-over-quarter to $1.37B.

Based on Sigma Planning Corp's 13F filing for Q1 2018, filed 11 May 2018.