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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
Cap. Flow
+$110M
Cap. Flow %
9.07%
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$15M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.39M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.58M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.08M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.82M

Top Sells

Rank Stock Value
1
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.5M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.19M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$4.35M
4
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.23M
5
DD icon
DuPont de Nemours
DD
+$2.81M

Sector Composition

Rank Sector Weight
1 Technology 6.02%
2 Healthcare 4.77%
3 Financials 4.73%
4 Industrials 4.48%
5 Consumer Staples 4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBSI icon
376
United Bankshares
UBSI
$6.55B
$586K 0.05%
15,765
-2,377
-13% -$83.7K
SODA
377
DELISTED
SodaStream International Ltd
SODA
$586K 0.05%
8,825
-575
-6% -$33.5K
FTCS icon
378
First Trust Capital Strength ETF
FTCS
$7.88B
$585K 0.05%
12,356
+640
+5% +$29.7K
XLVS
379
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
$582K 0.05%
+6,274
New +$582K
REM icon
380
iShares Mortgage Real Estate ETF
REM
$542M
$578K 0.05%
12,345
+748
+6% +$35K
EXC icon
381
Exelon
EXC
$48.6B
$576K 0.05%
21,424
+707
+3% +$18.9K
PHYS icon
382
Sprott Physical Gold
PHYS
$14.6B
$575K 0.05%
55,110
-6,936
-11% -$72.3K
BAX icon
383
Baxter International
BAX
$11.6B
$574K 0.05%
9,146
+570
+7% +$35.2K
PWV icon
384
Invesco Large Cap Value ETF
PWV
$1.66B
$572K 0.05%
15,298
+376
+3% +$13.7K
UA icon
385
Under Armour Class C
UA
$2.92B
$571K 0.05%
38,011
-13,718
-27% -$231K
VOD icon
386
Vodafone
VOD
$34.9B
$568K 0.05%
19,968
+1,706
+9% +$49.4K
LVLT
387
DELISTED
Level 3 Communications Inc
LVLT
$564K 0.05%
10,589
-193
-2% -$10.8K
BCS.PRD.CL
388
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$563K 0.05%
21,207
-500
-2% -$13.4K
SPG icon
389
Simon Property Group
SPG
$74.5B
$562K 0.05%
3,490
-342
-9% -$54.6K
PBI icon
390
Pitney Bowes
PBI
$2.42B
$561K 0.05%
40,044
+1,877
+5% +$25.8K
BHVN
391
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$561K 0.05%
+15,003
New +$455K
HAL icon
392
Halliburton
HAL
$27.9B
$560K 0.05%
12,165
+276
+2% +$11.6K
PFC
393
DELISTED
Premier Financial Corp. Common Stock
PFC
$557K 0.05%
21,232
-116
-0.5% -$2.92K
KHC icon
394
Kraft Heinz
KHC
$30.4B
$552K 0.05%
7,112
+294
+4% +$24.6K
RWX icon
395
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$550K 0.05%
14,322
-4
-0% -$155
VBK icon
396
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$548K 0.05%
3,587
+430
+14% +$63.2K
RSPS icon
397
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$249M
$545K 0.04%
+22,215
New +$553K
ARKK icon
398
ARK Innovation ETF
ARKK
$5.89B
$544K 0.04%
+15,874
New +$500K
NOC icon
399
Northrop Grumman
NOC
$77B
$544K 0.04%
1,890
+283
+18% +$76.2K
IUSB icon
400
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$541K 0.04%
10,596
+3,743
+55% +$191K
14 15
16
17 18

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Sigma Planning Corp's Q3 2017 Portfolio in Review

As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.

  • Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
  • Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
  • Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
  • Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.

Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.