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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$767M
AUM Growth
+$35.5M
Cap. Flow
+$10.7M
Cap. Flow %
1.4%
Top 10 Hldgs %
17.73%
Holding
803
New
103
Increased
327
Reduced
251
Closed
107

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$7.46M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.41M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$5.46M
4
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$5.3M
5
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.58M

Top Sells

Rank Stock Value
1
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.98M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.63M
3
MBB icon
iShares MBS ETF
MBB
+$2.98M
4
IGOV icon
iShares International Treasury Bond ETF
IGOV
+$2.75M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.73M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.74%
2 Healthcare 4.86%
3 Technology 4.76%
4 Industrials 4.22%
5 Communication Services 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKE icon
376
Oneok
OKE
$58.7B
$411K 0.05%
8,665
-443
-5% -$17.6K
ARI
377
Apollo Commercial Real Estate
ARI
$887M
$409K 0.05%
25,423
+5,218
+26% +$83.8K
PSQ icon
378
ProShares Short QQQ
PSQ
$694M
$407K 0.05%
1,542
+584
+61% +$155K
CHD icon
379
Church & Dwight Co
CHD
$23.1B
$406K 0.05%
+7,896
New +$381K
LUV icon
380
Southwest Airlines
LUV
$22.1B
$406K 0.05%
10,343
-138
-1% -$5.91K
FXH icon
381
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$404K 0.05%
6,862
+65
+1% +$3.77K
PNC icon
382
PNC Financial Services
PNC
$100B
$404K 0.05%
4,958
-5
-0.1% -$430
SCHH icon
383
Schwab US REIT ETF
SCHH
$11.7B
$404K 0.05%
18,598
+8,294
+80% +$171K
XLB icon
384
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$401K 0.05%
+17,310
New +$403K
RVT icon
385
Royce Value Trust
RVT
$2.21B
$399K 0.05%
+33,924
New +$401K
BABA icon
386
Alibaba
BABA
$269B
$396K 0.05%
4,984
-614
-11% -$48K
SHYG icon
387
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$396K 0.05%
8,547
-133
-2% -$6.07K
AFL icon
388
Aflac
AFL
$63.9B
$395K 0.05%
10,960
-7,938
-42% -$271K
CHY
389
Calamos Convertible and High Income Fund
CHY
$1.03B
$395K 0.05%
37,189
+25,997
+232% +$268K
VGT icon
390
Vanguard Information Technology ETF
VGT
$139B
$395K 0.05%
29,528
+3,304
+13% +$44.4K
CALD
391
DELISTED
Callidus Software, Inc.
CALD
$393K 0.05%
+19,675
New +$356K
NBB icon
392
Nuveen Taxable Municipal Income Fund
NBB
$447M
$391K 0.05%
+17,124
New +$379K
ETJ
393
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$389K 0.05%
39,832
+1,294
+3% +$12.5K
MDIV icon
394
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$389K 0.05%
20,134
-417
-2% -$7.93K
TIER
395
DELISTED
TIER REIT, Inc.
TIER
$387K 0.05%
25,220
-882
-3% -$13.1K
AIVL icon
396
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$386K 0.05%
5,005
+1,184
+31% +$88.9K
ICF icon
397
iShares Select U.S. REIT ETF
ICF
$2.12B
$384K 0.05%
7,102
-396
-5% -$20.4K
IP icon
398
International Paper
IP
$22.3B
$384K 0.05%
9,572
-11,346
-54% -$451K
IUSB icon
399
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$383K 0.05%
7,360
+3,030
+70% +$155K
PTY icon
400
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$383K 0.05%
27,147
-5,158
-16% -$72.1K
14 15
16
17 18

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Sigma Planning Corp's Q2 2016 Portfolio in Review

As of Q2 2016, Sigma Planning Corp held 803 positions worth $767M, up 4.9% from $732M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q2 2016 filing shows 103 new, 327 increased, 251 reduced and 107 closed positions. Its largest new stake was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M. The largest sale was iShares S&P Mid-Cap 400 Growth ETF, an estimated $4.98M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.7% of assets, down from 6.2% a quarter earlier, followed by Healthcare and Technology.

  • Sigma Planning Corp's largest Q2 2016 buy was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M.
  • Sigma Planning Corp added most to iShares S&P 100 ETF in Q2 2016, an estimated $7.46M increase.
  • Sigma Planning Corp's biggest Q2 2016 reduction was iShares S&P Mid-Cap 400 Growth ETF, cutting an estimated $4.98M.
  • Sigma Planning Corp fully exited Chimera Investment in Q2 2016, selling an estimated $1.75M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $767M portfolio in Q2 2016.
  • Sigma Planning Corp opened 103 new positions and closed 107 in Q2 2016.
  • Sigma Planning Corp's portfolio value rose 4.9% quarter-over-quarter to $767M.

Based on Sigma Planning Corp's 13F filing for Q2 2016, filed 22 Jul 2016.