We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.25%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$732M
AUM Growth
+$17.2M
Cap. Flow
+$2.4M
Cap. Flow %
0.33%
Top 10 Hldgs %
18%
Holding
810
New
114
Increased
279
Reduced
290
Closed
110

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$5.57M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.92M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$4.01M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.97M
5
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.69M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.48M
3
SH icon
ProShares Short S&P500
SH
+$3.97M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.73M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.17%
2 Technology 5.83%
3 Healthcare 5.3%
4 Industrials 4.69%
5 Communication Services 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IIM icon
376
Invesco Value Municipal Income Trust
IIM
$583M
$381K 0.05%
22,335
+762
+4% +$12.9K
MDIV icon
377
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$381K 0.05%
20,551
-6,143
-23% -$108K
STON
378
DELISTED
StoneMor Inc.
STON
$380K 0.05%
15,553
-185
-1% -$4.88K
APD icon
379
Air Products & Chemicals
APD
$66.3B
$379K 0.05%
2,843
+96
+3% +$11.6K
FXH icon
380
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$379K 0.05%
6,797
-9,669
-59% -$523K
ACWV icon
381
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$376K 0.05%
5,114
-8,599
-63% -$595K
BXMX
382
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$375K 0.05%
29,444
-2,322
-7% -$28.4K
JPUS
383
JPMorgan Diversified Return US Equity ETF
JPUS
$455M
$373K 0.05%
+6,701
New +$347K
CXP
384
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$373K 0.05%
16,974
-7,875
-32% -$170K
BBN icon
385
BlackRock Taxable Municipal Bond Trust
BBN
$969M
$372K 0.05%
+16,173
New +$361K
PKW icon
386
Invesco BuyBack Achievers ETF
PKW
$1.69B
$368K 0.05%
8,127
-796
-9% -$34.3K
LSI
387
DELISTED
Life Storage, Inc.
LSI
$368K 0.05%
4,682
-3,171
-40% -$231K
EXG icon
388
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$367K 0.05%
41,805
+9,483
+29% +$77.8K
USO icon
389
United States Oil Fund
USO
$2.45B
$366K 0.05%
4,721
+1,875
+66% +$140K
ETJ
390
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$365K 0.05%
38,538
+680
+2% +$6.44K
VTIP icon
391
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$365K 0.05%
7,420
+495
+7% +$24K
UDF
392
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$364K 0.05%
113,742
-9,802
-8% -$87.3K
CAG icon
393
Conagra Brands
CAG
$7.07B
$361K 0.05%
+10,383
New +$337K
NDAQ icon
394
Nasdaq
NDAQ
$51.5B
$360K 0.05%
+16,278
New +$335K
AET
395
DELISTED
Aetna Inc
AET
$360K 0.05%
3,204
-660
-17% -$70.6K
TT icon
396
Trane Technologies
TT
$106B
$359K 0.05%
5,791
+96
+2% +$5.24K
VGT icon
397
Vanguard Information Technology ETF
VGT
$139B
$359K 0.05%
26,224
-7,488
-22% -$95.5K
IVZ icon
398
Invesco
IVZ
$13.3B
$357K 0.05%
11,586
-742
-6% -$21.4K
IEI icon
399
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$356K 0.05%
2,827
+73
+3% +$9.12K
SCG
400
DELISTED
Scana
SCG
$356K 0.05%
5,068
-2,729
-35% -$176K
14 15
16
17 18

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q1 2016 Portfolio in Review

As of Q1 2016, Sigma Planning Corp held 810 positions worth $732M, up 2.4% from $714M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q1 2016 filing shows 114 new, 279 increased, 290 reduced and 110 closed positions. Its largest new stake was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M. The largest sale was Fidelity Nasdaq Composite Index ETF, an estimated $5.87M.

By sector, the portfolio is most concentrated in Consumer Staples at 6.2% of assets, up from 5.3% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q1 2016 buy was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2016, an estimated $5.57M increase.
  • Sigma Planning Corp's biggest Q1 2016 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $5.87M.
  • Sigma Planning Corp fully exited ProShares Ultra S&P500 in Q1 2016, selling an estimated $3.73M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $732M portfolio in Q1 2016.
  • Sigma Planning Corp opened 114 new positions and closed 110 in Q1 2016.
  • Sigma Planning Corp's portfolio value rose 2.4% quarter-over-quarter to $732M.

Based on Sigma Planning Corp's 13F filing for Q1 2016, filed 18 Apr 2016.