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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$714M
AUM Growth
+$83.2M
Cap. Flow
+$65.6M
Cap. Flow %
9.18%
Top 10 Hldgs %
18.43%
Holding
772
New
101
Increased
311
Reduced
267
Closed
74

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.66M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.86M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.7M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.54M
5
MBB icon
iShares MBS ETF
MBB
+$5.52M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.45M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$3.13M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$2.43M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$2.35M
5
SCI icon
Service Corp International
SCI
+$2.25M

Sector Composition

Rank Sector Weight
1 Healthcare 5.8%
2 Technology 5.68%
3 Consumer Staples 5.32%
4 Industrials 4.77%
5 Financials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SABA
376
Saba Capital Income & Opportunities Fund II
SABA
$220M
$409K 0.06%
32,175
-490
-2% -$6.29K
PKW icon
377
Invesco BuyBack Achievers ETF
PKW
$1.69B
$406K 0.06%
8,923
+2,997
+51% +$139K
KRG icon
378
Kite Realty
KRG
$5.95B
$405K 0.06%
15,625
+2,238
+17% +$58.1K
AB icon
379
AllianceBernstein
AB
$3.47B
$404K 0.06%
16,939
-182
-1% -$4.58K
NEA icon
380
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$404K 0.06%
29,189
+115
+0.4% +$1.52K
MXIM
381
DELISTED
Maxim Integrated Products
MXIM
$401K 0.06%
10,555
+1,856
+21% +$71K
TIER
382
DELISTED
TIER REIT, Inc.
TIER
$401K 0.06%
+27,177
New +$411K
EWW icon
383
iShares MSCI Mexico ETF
EWW
$1.89B
$396K 0.06%
7,948
-576
-7% -$30.7K
VDC icon
384
Vanguard Consumer Staples ETF
VDC
$7.86B
$395K 0.06%
3,058
-206
-6% -$26.3K
BIP icon
385
Brookfield Infrastructure Partners
BIP
$18.8B
$393K 0.06%
26,132
+662
+3% +$10.5K
EXC icon
386
Exelon
EXC
$48.6B
$390K 0.05%
19,695
-6,060
-24% -$123K
RPAI
387
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$390K 0.05%
26,385
-3,651
-12% -$54K
BXLT
388
DELISTED
BAXALTA INC COM STK (DE)
BXLT
$390K 0.05%
9,999
-865
-8% -$30.2K
IRC
389
DELISTED
INLAND REAL ESTATE CORP
IRC
$389K 0.05%
36,663
-1,357
-4% -$12.7K
DHS icon
390
WisdomTree US High Dividend Fund
DHS
$1.56B
$388K 0.05%
6,563
– –
ETJ
391
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$385K 0.05%
37,858
+219
+0.6% +$2.22K
MCK icon
392
McKesson
MCK
$98.5B
$384K 0.05%
1,946
+806
+71% +$152K
XHR
393
Xenia Hotels & Resorts
XHR
$1.98B
$383K 0.05%
25,014
-924
-4% -$15.7K
ALL icon
394
Allstate
ALL
$66.9B
$378K 0.05%
6,088
+608
+11% +$37.8K
HAS icon
395
Hasbro
HAS
$12.6B
$377K 0.05%
5,590
-3,607
-39% -$264K
MNDT
396
DELISTED
Mandiant, Inc. Common Stock
MNDT
$371K 0.05%
17,874
+4,098
+30% +$103K
ICF icon
397
iShares Select U.S. REIT ETF
ICF
$2.12B
$366K 0.05%
7,378
-1,048
-12% -$50.9K
CBI
398
DELISTED
Chicago Bridge & Iron Nv
CBI
$363K 0.05%
9,311
+2,465
+36% +$102K
DBC icon
399
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$362K 0.05%
27,062
-3,301
-11% -$47.7K
CAH icon
400
CALL
Cardinal Health
CAH
$53.4B
$357K 0.05%
+4,000
New +$340K
14 15
16
17 18

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Sigma Planning Corp's Q4 2015 Portfolio in Review

As of Q4 2015, Sigma Planning Corp held 772 positions worth $714M, up 13% from $631M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $65.6M of net new capital in Q4 2015, opening 101 new positions and adding to 311 existing holdings. Its largest new stake was ProShares Ultra S&P500: 473,608 shares worth $3.73M.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 6.1% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.45M trimmed.

  • Sigma Planning Corp's largest Q4 2015 buy was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $8.66M increase.
  • Sigma Planning Corp's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.45M.
  • Sigma Planning Corp fully exited Service Corp International in Q4 2015, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $714M portfolio in Q4 2015.
  • Sigma Planning Corp opened 101 new positions and closed 74 in Q4 2015.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $714M.

Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.