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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
(-52%)
Cap. Flow
-$1.54B
Cap. Flow
% of AUM
-120.75%
Top 10 Holdings %
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$13.3M |
| 2 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$4.14M |
| 3 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$3.81M |
| 4 |
iShares Global 100 ETF
IOO
|
+$3.78M |
| 5 |
Invesco S&P 500 Top 50 ETF
XLG
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$96.4M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$77.7M |
| 3 |
Amazon
AMZN
|
+$31.1M |
| 4 |
Microsoft
MSFT
|
+$30.5M |
| 5 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$25.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.58% |
| 2 | Healthcare | 4.94% |
| 3 | Consumer Discretionary | 4.41% |
| 4 | Financials | 4.22% |
| 5 | Industrials | 3.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
Travelers Companies
TRV
$80.8B
| $697K | 0.05% |
3,659
-7,051
| -66% | -$1.22M |
|
352
Invesco S&P 500 GARP ETF
SPGP
$2.18B
| $697K | 0.05% |
7,109
-11,965
| -63% | -$1.11M |
|
|
X
353
DELISTED
US Steel
X
| $694K | 0.05% |
14,261
-5,799
| -29% | -$211K |
|
354
ServiceNow
NOW
$102B
| $693K | 0.05% |
4,905
-8,275
| -63% | -$1.04M |
|
355
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.91B
| $692K | 0.05% |
38,790
-38,373
| -50% | -$655K |
|
356
Union Pacific
UNP
$183B
| $690K | 0.05% |
2,810
-3,229
| -53% | -$710K |
|
357
XPO
XPO
$25B
| $686K | 0.05% |
7,837
-11,732
| -60% | -$956K |
|
358
Freeport-McMoran
FCX
$90B
| $684K | 0.05% |
16,075
-23,043
| -59% | -$851K |
|
359
iShares MSCI EAFE Growth ETF
EFG
$16.3B
| $684K | 0.05% |
7,063
-14,372
| -67% | -$1.29M |
|
360
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$38.9B
| $682K | 0.05% |
13,656
-8,866
| -39% | -$428K |
|
361
Kinder Morgan
KMI
$73.1B
| $680K | 0.05% |
38,573
-46,829
| -55% | -$798K |
|
362
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
| $679K | 0.05% |
9,579
-14,895
| -61% | -$985K |
|
363
VanEck Gold Miners ETF
GDX
$23B
| $677K | 0.05% |
21,834
-37,824
| -63% | -$1.11M |
|
364
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
| $677K | 0.05% |
8,327
-24,253
| -74% | -$1.87M |
|
365
Invesco NASDAQ 100 ETF
QQQM
$95.1B
| $676K | 0.05% |
4,009
-12,193
| -75% | -$1.9M |
|
366
Universal Display
OLED
$3.71B
| $675K | 0.05% |
3,531
-4,907
| -58% | -$811K |
|
367
Consolidated Edison
ED
$41.6B
| $674K | 0.05% |
7,409
-6,770
| -48% | -$605K |
|
368
Main Street Capital
MAIN
$4.97B
| $670K | 0.05% |
15,498
-25,709
| -62% | -$1.05M |
|
|
369
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
| $667K | 0.05% |
16,412
-662,567
| -98% | -$25.6M |
|
370
SFL Corp
SFL
$1.59B
| $663K | 0.05% |
58,771
-76,832
| -57% | -$855K |
|
371
DraftKings
DKNG
$11.4B
| $663K | 0.05% |
18,797
-16,068
| -46% | -$538K |
|
372
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.3B
| $663K | 0.05% |
6,308
-7,957
| -56% | -$758K |
|
373
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
| $659K | 0.05% |
7,789
+4,389
| +129% | +$340K |
|
374
Constellation Brands
STZ
$22.2B
| $659K | 0.05% |
2,726
-3,530
| -56% | -$840K |
|
375
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.49B
| $659K | 0.05% |
24,401
-32,773
| -57% | -$852K |
|
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Sigma Planning Corp's Q4 2023 Portfolio in Review
As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.
- Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
- Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
- Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
- Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
- Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
- Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.
Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.