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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
(+7.6%)
Cap. Flow
+$69.9M
Cap. Flow
% of AUM
2.32%
Top 10 Holdings %
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$12.2M |
| 2 |
SPDR Gold Trust
GLD
|
+$8.86M |
| 3 |
First Trust Morningstar Dividend Leaders Index Fund
FDL
|
+$7.77M |
| 4 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$7.48M |
| 5 |
Schwab US Dividend Equity ETF
SCHD
|
+$6.77M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares TIPS Bond ETF
TIP
|
+$5.92M |
| 2 |
Pacer Trendpilot US Large Cap ETF
PTLC
|
+$5.7M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$5.18M |
| 4 |
iShares Core 1-5 Year USD Bond ETF
ISTB
|
+$4.65M |
| 5 |
iShares Core Dividend Growth ETF
DGRO
|
+$4.61M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.47% |
| 2 | Healthcare | 4.8% |
| 3 | Consumer Discretionary | 4.45% |
| 4 | Financials | 4.25% |
| 5 | Industrials | 3.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
iShares Russell 3000 ETF
IWV
$19.4B
| $1.64M | 0.05% |
6,986
-113
| -2% | -$26.1K |
|
|
VPU
352
Vanguard Utilities ETF
VPU
$8.83B
| $1.64M | 0.05% |
11,117
-1,010
| -8% | -$150K |
|
353
Invesco Ultra Short Duration ETF
GSY
$3.82B
| $1.64M | 0.05% |
33,025
+3,620
| +12% | +$180K |
|
354
Freeport-McMoran
FCX
$90B
| $1.63M | 0.05% |
39,848
-1,323
| -3% | -$55K |
|
355
JPMorgan Income ETF
JPIE
$10B
| $1.61M | 0.05% |
35,127
+492
| +1% | +$22.4K |
|
356
Crocs
CROX
$6.69B
| $1.61M | 0.05% |
12,704
-1,861
| -13% | -$225K |
|
357
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.2B
| $1.6M | 0.05% |
26,952
-22,342
| -45% | -$1.33M |
|
358
iShares MBS ETF
MBB
$39B
| $1.6M | 0.05% |
16,839
+2,496
| +17% | +$236K |
|
359
Unum
UNM
$13.8B
| $1.59M | 0.05% |
40,067
+3,979
| +11% | +$164K |
|
360
CSX Corp
CSX
$98.6B
| $1.58M | 0.05% |
52,927
-3,215
| -6% | -$98.8K |
|
361
Cummins
CMI
$91.7B
| $1.58M | 0.05% |
6,629
+32
| +0.5% | +$7.81K |
|
362
JPMorgan Active Growth ETF
JGRO
$9.38B
| $1.58M | 0.05% |
32,133
-9,612
| -23% | -$452K |
|
363
VanEck Merk Gold Trust
OUNZ
$2.51B
| $1.57M | 0.05% |
82,238
-21,169
| -20% | -$388K |
|
364
SLB Ltd
SLB
$77.8B
| $1.57M | 0.05% |
31,923
-428
| -1% | -$22.7K |
|
365
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
| $1.56M | 0.05% |
3,396
-65
| -2% | -$30.3K |
|
366
Carlyle Group
CG
$16.3B
| $1.56M | 0.05% |
50,065
+287
| +0.6% | +$9.58K |
|
367
CrowdStrike
CRWD
$187B
| $1.54M | 0.05% |
44,892
+10,248
| +30% | +$296K |
|
368
Kroger
KR
$34.8B
| $1.54M | 0.05% |
31,190
+4,510
| +17% | +$206K |
|
369
Marathon Petroleum
MPC
$90.3B
| $1.52M | 0.05% |
11,284
-58
| -0.5% | -$7.26K |
|
370
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.51B
| $1.51M | 0.05% |
+80,165
| New | +$1.5M |
|
371
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.59B
| $1.51M | 0.05% |
39,567
-6,160
| -13% | -$237K |
|
372
AstraZeneca
AZN
$263B
| $1.5M | 0.05% |
10,839
+4,171
| +63% | +$561K |
|
373
Main Street Capital
MAIN
$4.97B
| $1.5M | 0.05% |
38,015
-77
| -0.2% | -$3.04K |
|
374
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
| $1.48M | 0.05% |
19,597
-49,446
| -72% | -$3.7M |
|
375
iShares US Tech Breakthrough Multisector ETF
TECB
$455M
| $1.48M | 0.05% |
44,453
-45,115
| -50% | -$1.38M |
|
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Sigma Planning Corp's Q1 2023 Portfolio in Review
As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
- Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
- Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
- Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
- Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
- Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.
Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.