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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITW icon
351
Illinois Tool Works
ITW
$81.4B
$1.81M 0.05%
8,741
+226
+3% +$51K
IVOL icon
352
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$274M
$1.8M 0.05%
64,474
-137,371
-68% -$3.83M
OEF icon
353
iShares S&P 100 ETF
OEF
$19.8B
$1.79M 0.05%
9,079
+3,598
+66% +$731K
ICVT icon
354
iShares Convertible Bond ETF
ICVT
$7.23B
$1.78M 0.05%
17,819
-735
-4% -$74K
GE icon
355
GE Aerospace
GE
$367B
$1.77M 0.05%
28,084
-3,827
-12% -$246K
FEM icon
356
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
$1.76M 0.05%
65,465
-14,830
-18% -$407K
IQLT icon
357
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$1.76M 0.05%
46,392
+1,592
+4% +$62.9K
NSC icon
358
Norfolk Southern
NSC
$78.8B
$1.75M 0.05%
7,299
+47
+0.6% +$12.1K
VXUS icon
359
Vanguard Total International Stock ETF
VXUS
$153B
$1.75M 0.05%
27,591
+3,110
+13% +$203K
MAIN icon
360
Main Street Capital
MAIN
$4.97B
$1.73M 0.05%
42,075
-485
-1% -$20.2K
XT icon
361
iShares Future Exponential Technologies ETF
XT
$3.77B
$1.73M 0.05%
27,544
-783
-3% -$50.5K
IPAY icon
362
Amplify Mobile Payments ETF
IPAY
$154M
$1.72M 0.05%
25,432
-1,259
-5% -$88.9K
BAB icon
363
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$1.71M 0.05%
51,989
+1,976
+4% +$66.2K
VTIP icon
364
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.71M 0.05%
32,533
+3,690
+13% +$194K
VLU icon
365
State Street SPDR S&P 1500 Value Tilt ETF
VLU
$745M
$1.71M 0.05%
11,822
-2,166
-15% -$319K
SUSA icon
366
iShares ESG Optimized MSCI USA ETF
SUSA
$3.98B
$1.71M 0.05%
17,785
+2,679
+18% +$265K
CARR icon
367
Carrier Global
CARR
$57.2B
$1.7M 0.05%
32,900
+6,511
+25% +$350K
K
368
DELISTED
Kellanova
K
$1.7M 0.05%
28,351
+2,679
+10% +$161K
XMLV icon
369
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$1.7M 0.05%
32,328
+277
+0.9% +$15K
EEM icon
370
iShares MSCI Emerging Markets ETF
EEM
$28B
$1.7M 0.05%
33,687
-6,183
-16% -$322K
VV icon
371
Vanguard Large-Cap ETF
VV
$51.9B
$1.69M 0.05%
8,416
-4
-0% -$827
WBA
372
DELISTED
Walgreens Boots Alliance
WBA
$1.69M 0.05%
35,815
+2,069
+6% +$99.8K
ANGL icon
373
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$1.68M 0.05%
50,787
+14,917
+42% +$494K
CEQP
374
DELISTED
Crestwood Equity Partners LP
CEQP
$1.67M 0.05%
58,693
+5,040
+9% +$140K
BP icon
375
BP
BP
$113B
$1.65M 0.05%
60,310
+1,245
+2% +$31.2K
13 14
15
16 17

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.