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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$76.3M
Cap. Flow %
2.44%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Technology 10.1%
2 Consumer Discretionary 6.28%
3 Financials 4.79%
4 Healthcare 4.54%
5 Communication Services 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAYX icon
351
Paychex
PAYX
$41.5B
$1.73M 0.06%
17,621
+2,455
+16% +$226K
XLC icon
352
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
$1.72M 0.06%
23,481
+115
+0.5% +$8.18K
XT icon
353
iShares Future Exponential Technologies ETF
XT
$3.78B
$1.72M 0.05%
28,992
+230
+0.8% +$13.7K
ZTS icon
354
Zoetis
ZTS
$32.3B
$1.72M 0.05%
10,904
+411
+4% +$65.1K
IYY icon
355
iShares Dow Jones US ETF
IYY
$2.93B
$1.71M 0.05%
17,157
+626
+4% +$61.1K
WBA
356
DELISTED
Walgreens Boots Alliance
WBA
$1.71M 0.05%
31,103
+3,148
+11% +$156K
FNCL icon
357
Fidelity MSCI Financials Index ETF
FNCL
$2.37B
$1.71M 0.05%
34,821
+7,012
+25% +$324K
SHYG icon
358
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$1.69M 0.05%
36,836
-16,655
-31% -$758K
ITW icon
359
Illinois Tool Works
ITW
$82.2B
$1.68M 0.05%
7,591
+596
+9% +$124K
MRNA icon
360
Moderna
MRNA
$22.3B
$1.68M 0.05%
12,828
-408
-3% -$59.1K
MAR icon
361
Marriott International
MAR
$100B
$1.68M 0.05%
11,316
+1,152
+11% +$157K
FEP icon
362
First Trust Europe AlphaDEX Fund
FEP
$514M
$1.67M 0.05%
41,114
-957
-2% -$38K
MBB icon
363
iShares MBS ETF
MBB
$39.1B
$1.67M 0.05%
15,364
-408
-3% -$44.7K
DLR icon
364
Digital Realty Trust
DLR
$71.6B
$1.67M 0.05%
11,823
-60
-0.5% -$8.29K
AMLP icon
365
Alerian MLP ETF
AMLP
$12.8B
$1.66M 0.05%
54,464
+17,123
+46% +$500K
BP icon
366
BP
BP
$110B
$1.66M 0.05%
67,960
+106
+0.2% +$2.55K
NEAR icon
367
iShares Short Maturity Bond ETF
NEAR
$4.82B
$1.65M 0.05%
32,885
-25,246
-43% -$1.27M
BZUN
368
Baozun
BZUN
$165M
$1.64M 0.05%
42,956
+644
+2% +$27.5K
ARCC icon
369
Ares Capital
ARCC
$13.6B
$1.63M 0.05%
87,340
+66
+0.1% +$1.19K
KR icon
370
Kroger
KR
$35.6B
$1.62M 0.05%
44,910
+622
+1% +$21.3K
BAB icon
371
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$1.61M 0.05%
50,158
+3,480
+7% +$114K
FNK icon
372
First Trust Mid Cap Value AlphaDEX Fund
FNK
$227M
$1.57M 0.05%
+36,733
New +$1.46M
ARLO icon
373
Arlo Technologies
ARLO
$1.5B
$1.55M 0.05%
246,200
– –
SFIX
374
Stitch Fix
SFIX
$516M
$1.54M 0.05%
31,014
+7,372
+31% +$519K
IYW icon
375
iShares US Technology ETF
IYW
$23.3B
$1.53M 0.05%
17,501
-1,164
-6% -$102K
13 14
15
16 17

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q1 2021 filing shows 237 new, 632 increased, 426 reduced and 107 closed positions. Its largest new stake was Tapestry: 215,385 shares worth $8.88M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.