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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
Cap. Flow
-$313M
Cap. Flow %
-18.61%
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.69M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$16M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$12.7M
3
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$9.08M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$8.23M
5
CPRT icon
Copart
CPRT
+$7.69M

Sector Composition

Rank Sector Weight
1 Technology 8.92%
2 Healthcare 4.9%
3 Consumer Discretionary 4.23%
4 Communication Services 3.99%
5 Consumer Staples 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDMV icon
351
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.3M
$888K 0.05%
34,359
+2,582
+8% +$80.9K
PPL
352
PPL Corp
PPL
$27.1B
$880K 0.05%
35,672
+30
+0.1% +$967
IWB icon
353
iShares Russell 1000 ETF
IWB
$47.7B
$876K 0.05%
6,186
-452
-7% -$76.4K
RIGS icon
354
ALPS Strategic Income Fund
RIGS
$60.4M
$870K 0.05%
38,892
-508
-1% -$12.2K
BLK icon
355
Blackrock
BLK
$165B
$859K 0.05%
1,952
+198
+11% +$97.6K
B
356
Barrick Mining
B
$62.6B
$854K 0.05%
46,609
+28,501
+157% +$534K
MDLZ icon
357
Mondelez International
MDLZ
$77.9B
$847K 0.05%
16,917
+894
+6% +$48.4K
FV icon
358
First Trust Dorsey Wright Focus 5 ETF
FV
$3.62B
$845K 0.05%
32,885
-8,674
-21% -$262K
OKTA icon
359
Okta
OKTA
$23.9B
$836K 0.05%
6,841
-2,049
-23% -$257K
SPHD icon
360
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$829K 0.05%
27,609
-12,233
-31% -$479K
ESGU icon
361
iShares ESG Aware MSCI USA ETF
ESGU
$17.7B
$823K 0.05%
+14,316
New +$974K
HYMB icon
362
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$820K 0.05%
29,964
+2,342
+8% +$67.7K
WPM icon
363
Wheaton Precious Metals
WPM
$50.9B
$819K 0.05%
+29,742
New +$858K
IGSB icon
364
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$818K 0.05%
15,618
-500
-3% -$26.6K
HFRO
365
Highland Opportunities and Income Fund
HFRO
$403M
$807K 0.05%
94,658
-47,567
-33% -$555K
ZTR
366
Virtus Total Return Fund
ZTR
$340M
$807K 0.05%
+112,036
New +$1.15M
BAB icon
367
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$802K 0.05%
25,944
-684
-3% -$21.9K
CCI icon
368
Crown Castle
CCI
$32.4B
$801K 0.05%
5,549
-862
-13% -$129K
STZ icon
369
Constellation Brands
STZ
$22.2B
$794K 0.05%
5,539
-3,278
-37% -$578K
VMW
370
DELISTED
VMware, Inc
VMW
$794K 0.05%
6,558
+332
+5% +$45.6K
DT icon
371
Dynatrace
DT
$12.7B
$783K 0.05%
32,839
-403
-1% -$11.6K
VEEV icon
372
Veeva Systems
VEEV
$31.6B
$782K 0.05%
5,003
+303
+6% +$44.4K
SWKS icon
373
Skyworks Solutions
SWKS
$9.54B
$781K 0.05%
8,735
+1,118
+15% +$119K
IAGG icon
374
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$780K 0.05%
14,269
+1,361
+11% +$75.3K
VTIP icon
375
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$777K 0.05%
15,947
+35
+0.2% +$1.72K
13 14
15
16 17

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Sigma Planning Corp's Q1 2020 Portfolio in Review

As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.

  • Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
  • Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
  • Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
  • Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
  • Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
  • Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.

Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.