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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
(+14%)
Cap. Flow
+$149M
Cap. Flow
% of AUM
6.27%
Top 10 Holdings %
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.45M |
| 2 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$6.06M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$6.01M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$5.52M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.67M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$6.41M |
| 2 |
NextEra Energy
NEE
|
+$5.94M |
| 3 |
Chipotle Mexican Grill
CMG
|
+$5.85M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$5.59M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$4.89M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.36% |
| 2 | Financials | 4.5% |
| 3 | Healthcare | 4.01% |
| 4 | Industrials | 3.83% |
| 5 | Consumer Discretionary | 3.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
iShares MBS ETF
MBB
$39B
| $1.22M | 0.05% |
11,311
-10,101
| -47% | -$1.09M |
|
352
Archer Daniels Midland
ADM
$41.4B
| $1.22M | 0.05% |
26,319
-504
| -2% | -$21.5K |
|
353
TJX Companies
TJX
$170B
| $1.21M | 0.05% |
19,848
-1,269
| -6% | -$75K |
|
354
RPM International
RPM
$13.7B
| $1.21M | 0.05% |
15,701
+6,070
| +63% | +$440K |
|
355
Hercules Capital
HTGC
$2.94B
| $1.2M | 0.05% |
85,563
+16,501
| +24% | +$229K |
|
356
Paychex
PAYX
$40.4B
| $1.2M | 0.05% |
14,102
+1,117
| +9% | +$94.2K |
|
|
PRVB
357
DELISTED
Provention Bio, Inc. Common Stock
PRVB
| $1.2M | 0.05% |
80,385
+11,485
| +17% | +$102K |
|
358
Edwards Lifesciences
EW
$47.6B
| $1.2M | 0.05% |
15,375
-1,848
| -11% | -$144K |
|
359
Emerson Electric
EMR
$82.9B
| $1.19M | 0.05% |
15,629
-6,097
| -28% | -$439K |
|
360
Novartis
NVS
$295B
| $1.19M | 0.05% |
12,580
+748
| +6% | +$67.1K |
|
361
iShares Russell 1000 ETF
IWB
$47.7B
| $1.18M | 0.05% |
6,638
+437
| +7% | +$74.6K |
|
362
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
| $1.18M | 0.05% |
50,151
+11,666
| +30% | +$271K |
|
363
Enterprise Products Partners
EPD
$83.8B
| $1.18M | 0.05% |
42,014
+1,543
| +4% | +$41.8K |
|
364
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$307M
| $1.17M | 0.05% |
43,170
+14,800
| +52% | +$389K |
|
365
Consolidated Edison
ED
$41.6B
| $1.16M | 0.05% |
12,818
-834
| -6% | -$74.7K |
|
366
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$150M
| $1.16M | 0.05% |
35,568
+160
| +0.5% | +$5K |
|
|
MMP
367
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $1.16M | 0.05% |
18,411
+6,163
| +50% | +$384K |
|
368
Blackstone
BX
$104B
| $1.15M | 0.05% |
20,584
-1,359
| -6% | -$70.5K |
|
369
Sibanye-Stillwater
SBSW
$5.92B
| $1.15M | 0.05% |
+115,273
| New | +$892K |
|
370
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
| $1.14M | 0.05% |
10,402
-8,480
| -45% | -$929K |
|
371
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
| $1.14M | 0.05% |
31,694
+12,896
| +69% | +$437K |
|
372
iShares Global 100 ETF
IOO
$8.56B
| $1.13M | 0.05% |
21,001
+875
| +4% | +$45.1K |
|
373
Pacer Trendpilot US Mid Cap ETF
PTMC
$396M
| $1.12M | 0.05% |
36,425
-1,332
| -4% | -$39.8K |
|
374
Illumina
ILMN
$29.4B
| $1.11M | 0.05% |
3,456
+726
| +27% | +$220K |
|
375
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
| $1.11M | 0.05% |
69,744
+16,661
| +31% | +$259K |
|
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Sigma Planning Corp's Q4 2019 Portfolio in Review
As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.
- Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
- Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
- Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
- Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
- Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.