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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$62.5M
Cap. Flow %
2.64%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.92%
2 Technology 7.36%
3 Financials 4.51%
4 Healthcare 4.09%
5 Industrials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBB icon
351
iShares MBS ETF
MBB
$39.1B
$1.22M 0.05%
11,311
-10,101
-47% -$1.09M
ADM icon
352
Archer Daniels Midland
ADM
$42.5B
$1.22M 0.05%
26,319
-504
-2% -$21.5K
TJX icon
353
TJX Companies
TJX
$139B
$1.21M 0.05%
19,848
-1,269
-6% -$75K
RPM icon
354
RPM International
RPM
$12.7B
$1.21M 0.05%
15,701
+6,070
+63% +$440K
HTGC icon
355
Hercules Capital
HTGC
$3.32B
$1.2M 0.05%
85,563
+16,501
+24% +$229K
PAYX icon
356
Paychex
PAYX
$41.5B
$1.2M 0.05%
14,102
+1,117
+9% +$94.2K
PRVB
357
DELISTED
Provention Bio, Inc. Common Stock
PRVB
$1.2M 0.05%
80,385
+11,485
+17% +$102K
EW icon
358
Edwards Lifesciences
EW
$50.9B
$1.2M 0.05%
15,375
-1,848
-11% -$144K
EMR icon
359
Emerson Electric
EMR
$82.2B
$1.19M 0.05%
15,629
-6,097
-28% -$439K
NVS icon
360
Novartis
NVS
$268B
$1.19M 0.05%
12,580
+748
+6% +$67.1K
IWB icon
361
iShares Russell 1000 ETF
IWB
$48.7B
$1.18M 0.05%
6,638
+437
+7% +$74.6K
QYLD icon
362
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.43B
$1.18M 0.05%
50,151
+11,666
+30% +$271K
EPD icon
363
Enterprise Products Partners
EPD
$83B
$1.18M 0.05%
42,014
+1,543
+4% +$41.8K
TPLC icon
364
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$311M
$1.17M 0.05%
43,170
+14,800
+52% +$389K
ED icon
365
Consolidated Edison
ED
$39.6B
$1.16M 0.05%
12,818
-834
-6% -$74.7K
KBA icon
366
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$139M
$1.16M 0.05%
35,568
+160
+0.5% +$5K
MMP
367
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.16M 0.05%
18,411
+6,163
+50% +$384K
BX icon
368
Blackstone
BX
$94.1B
$1.15M 0.05%
20,584
-1,359
-6% -$70.5K
SBSW icon
369
Sibanye-Stillwater
SBSW
$8.53B
$1.15M 0.05%
+115,273
New +$892K
CORP icon
370
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.34B
$1.14M 0.05%
10,402
-8,480
-45% -$929K
RDVY icon
371
First Trust Rising Dividend Achievers ETF
RDVY
$24.8B
$1.14M 0.05%
31,694
+12,896
+69% +$437K
IOO icon
372
iShares Global 100 ETF
IOO
$9.09B
$1.13M 0.05%
21,001
+875
+4% +$45.1K
PTMC icon
373
Pacer Trendpilot US Mid Cap ETF
PTMC
$376M
$1.12M 0.05%
36,425
-1,332
-4% -$39.8K
ILMN icon
374
Illumina
ILMN
$37B
$1.11M 0.05%
3,456
+726
+27% +$220K
DBC icon
375
Invesco DB Commodity Index Tracking Fund
DBC
$1.96B
$1.11M 0.05%
69,744
+16,661
+31% +$259K
13 14
15
16 17

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CS
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AIM
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DAM
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RPGK
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APP
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SCTC
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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q4 2019 filing shows 143 new, 513 increased, 371 reduced and 92 closed positions. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M. The largest sale was iShares Core S&P 500 ETF, an estimated $6.41M.

By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, up from 62% a quarter earlier, followed by Technology and Financials.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.