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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
(+7.3%)
Cap. Flow
+$123M
Cap. Flow
% of AUM
5.9%
Top 10 Holdings %
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Information Technology ETF
VGT
|
+$11.9M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$8.9M |
| 3 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$8.48M |
| 4 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$7.6M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$7.12M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$9.05M |
| 2 |
iShares MBS ETF
MBB
|
+$7.28M |
| 3 |
Vanguard Total World Stock ETF
VT
|
+$4.1M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$4.02M |
| 5 |
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.08% |
| 2 | Financials | 4.39% |
| 3 | Consumer Discretionary | 4.39% |
| 4 | Industrials | 4.11% |
| 5 | Healthcare | 3.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
iShares Core Universal USD Bond ETF
IUSB
$42.6B
| $1.09M | 0.05% |
20,748
+3,039
| +17% | +$158K |
|
352
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
| $1.08M | 0.05% |
23,316
+359
| +2% | +$16.7K |
|
353
Paychex
PAYX
$40.4B
| $1.07M | 0.05% |
12,985
-668
| -5% | -$55.5K |
|
354
Blackstone
BX
$104B
| $1.07M | 0.05% |
+21,943
| New | +$1.07M |
|
|
TWTR
355
DELISTED
Twitter, Inc.
TWTR
| $1.06M | 0.05% |
25,788
+7,307
| +40% | +$299K |
|
356
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$150M
| $1.06M | 0.05% |
35,408
-1,679
| -5% | -$51K |
|
357
Corning
GLW
$126B
| $1.06M | 0.05% |
37,088
+1,483
| +4% | +$44.4K |
|
|
TRTN
358
DELISTED
Triton International Limited
TRTN
| $1.06M | 0.05% |
31,237
+4,453
| +17% | +$145K |
|
359
Kroger
KR
$34.8B
| $1.04M | 0.05% |
40,483
+641
| +2% | +$14.9K |
|
360
Marathon Petroleum
MPC
$90.3B
| $1.04M | 0.05% |
17,082
-379
| -2% | -$20K |
|
361
Novartis
NVS
$295B
| $1.03M | 0.05% |
11,832
-187
| -2% | -$16.8K |
|
362
iShares Silver Trust
SLV
$28.1B
| $1.03M | 0.05% |
64,519
+11,670
| +22% | +$186K |
|
363
iShares US Healthcare ETF
IYH
$3.11B
| $1.02M | 0.05% |
27,120
+8,680
| +47% | +$334K |
|
364
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
| $1.02M | 0.05% |
17,678
+3,862
| +28% | +$222K |
|
365
Western Digital
WDC
$179B
| $1.02M | 0.05% |
22,703
+301
| +1% | +$12.8K |
|
366
Citigroup
C
$222B
| $1.02M | 0.05% |
14,779
-360
| -2% | -$24.5K |
|
367
iShares Russell 1000 ETF
IWB
$47.7B
| $1.02M | 0.05% |
6,201
+324
| +6% | +$53.2K |
|
368
Trade Desk
TTD
$8.13B
| $1.02M | 0.05% |
54,230
-4,700
| -8% | -$112K |
|
369
Gilead Sciences
GILD
$161B
| $1.01M | 0.05% |
15,919
+2,181
| +16% | +$143K |
|
370
iShares Global 100 ETF
IOO
$8.56B
| $995K | 0.05% |
20,126
+2,459
| +14% | +$120K |
|
371
Baidu
BIDU
$35.8B
| $988K | 0.05% |
9,614
+6,721
| +232% | +$722K |
|
372
Coeur Mining
CDE
$15.6B
| $982K | 0.05% |
+204,065
| New | +$1.01M |
|
373
Cullen/Frost Bankers
CFR
$10.3B
| $975K | 0.05% |
11,010
+1,877
| +21% | +$166K |
|
374
Invesco S&P SmallCap Health Care ETF
PSCH
$161M
| $973K | 0.05% |
25,728
-1,125
| -4% | -$43.5K |
|
375
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
| $971K | 0.05% |
+19,592
| New | +$955K |
|
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Sigma Planning Corp's Q3 2019 Portfolio in Review
As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.
- Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
- Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
- Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
- Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
- Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
- Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.
Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.