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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAH icon
351
Cardinal Health
CAH
$53.4B
$867K 0.05%
18,010
+7,160
+66% +$359K
ITW icon
352
Illinois Tool Works
ITW
$81.4B
$867K 0.05%
6,040
-32
-0.5% -$4.43K
QDEF icon
353
FlexShares Quality Dividend Defensive Index Fund
QDEF
$543M
$864K 0.05%
19,343
+7,743
+67% +$331K
FTC icon
354
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$860K 0.05%
12,843
+1,134
+10% +$72K
EFFE
355
DELISTED
Global X JPMorgan Efficiente Index ETF
EFFE
$859K 0.05%
34,104
+4,042
+13% +$100K
FXO icon
356
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$858K 0.05%
28,351
-70
-0.2% -$2.09K
CFR icon
357
Cullen/Frost Bankers
CFR
$10.3B
$849K 0.05%
8,746
+650
+8% +$64.5K
PPL
358
PPL Corp
PPL
$27.3B
$849K 0.05%
26,749
-482
-2% -$15K
SMH icon
359
VanEck Semiconductor ETF
SMH
$67.6B
$832K 0.05%
+15,654
New +$775K
IWD icon
360
iShares Russell 1000 Value ETF
IWD
$82B
$826K 0.05%
6,689
-454
-6% -$54.6K
AXAS
361
DELISTED
Abraxas Petroleum Corp
AXAS
$826K 0.05%
33,045
+1,235
+4% +$31.2K
GSY icon
362
Invesco Ultra Short Duration ETF
GSY
$3.82B
$825K 0.05%
16,406
-9
-0.1% -$452
PZA icon
363
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
$825K 0.05%
32,156
+6,057
+23% +$153K
BLK icon
364
Blackrock
BLK
$164B
$816K 0.05%
1,910
-31
-2% -$13K
TNDM icon
365
Tandem Diabetes Care
TNDM
$1.17B
$808K 0.05%
12,730
+5,102
+67% +$268K
HYD icon
366
VanEck High Yield Muni ETF
HYD
$4.44B
$807K 0.05%
+12,857
New +$792K
CIK
367
Credit Suisse Asset Management Income Fund
CIK
$133M
$805K 0.05%
259,569
-3,394
-1% -$10.2K
XLC icon
368
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$802K 0.05%
+17,145
New +$781K
APO icon
369
Apollo Global Management
APO
$70.7B
$801K 0.05%
28,341
-10,765
-28% -$306K
DBC icon
370
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$800K 0.05%
50,313
+7,681
+18% +$120K
VGK icon
371
Vanguard FTSE Europe ETF
VGK
$30B
$799K 0.05%
14,899
-1,991
-12% -$104K
WELL icon
372
Welltower
WELL
$178B
$795K 0.05%
10,245
+197
+2% +$14.8K
CRM icon
373
CALL
Salesforce
CRM
$134B
$792K 0.05%
5,000
+3,000
+150% +$465K
IOO icon
374
iShares Global 100 ETF
IOO
$8.56B
$791K 0.04%
16,638
+1,798
+12% +$81.8K
VTR icon
375
Ventas
VTR
$48.9B
$791K 0.04%
12,398
-340
-3% -$21.2K
13 14
15
16 17

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Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.