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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWB icon
351
iShares Russell 1000 ETF
IWB
$47.7B
$672K 0.05%
4,524
+249
+6% +$36.1K
VCIT icon
352
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$670K 0.05%
7,663
-236
-3% -$20.7K
VPU
353
Vanguard Utilities ETF
VPU
$8.83B
$668K 0.05%
5,726
-275
-5% -$33.2K
BWX icon
354
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$667K 0.05%
23,459
+7,628
+48% +$215K
LUV icon
355
Southwest Airlines
LUV
$22.1B
$665K 0.05%
10,153
+749
+8% +$44K
CAG icon
356
Conagra Brands
CAG
$7.07B
$661K 0.05%
17,544
+2,304
+15% +$81.8K
COR icon
357
Cencora
COR
$60.3B
$660K 0.05%
7,182
-481
-6% -$39.8K
BSJJ
358
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$659K 0.05%
27,044
+2,164
+9% +$53.1K
JPS
359
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$657K 0.05%
64,377
+5,253
+9% +$54.1K
CCI icon
360
Crown Castle
CCI
$32.7B
$656K 0.05%
5,905
+911
+18% +$98.3K
FCOR icon
361
Fidelity Corporate Bond ETF
FCOR
$352M
$656K 0.05%
12,870
-10,386
-45% -$528K
NGG icon
362
National Grid
NGG
$82.7B
$653K 0.05%
12,551
-1,288
-9% -$68.7K
NOC icon
363
Northrop Grumman
NOC
$77B
$652K 0.05%
2,125
+235
+12% +$70.6K
TLT icon
364
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$652K 0.05%
5,141
-1,382
-21% -$173K
GPP
365
DELISTED
Green Plains Partners LP
GPP
$648K 0.05%
34,629
+4,294
+14% +$82.3K
FTSM icon
366
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$647K 0.05%
+10,787
New +$648K
ROK icon
367
Rockwell Automation
ROK
$51.4B
$646K 0.05%
3,287
-62
-2% -$11.8K
BMS
368
DELISTED
Bemis
BMS
$644K 0.05%
13,468
+11
+0.1% +$508
RSPS icon
369
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$249M
$635K 0.05%
23,765
+1,550
+7% +$39.2K
JPI
370
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$632K 0.05%
25,505
– –
AVGO icon
371
Broadcom
AVGO
$1.82T
$630K 0.05%
24,540
+8,760
+56% +$228K
IGIB icon
372
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$627K 0.05%
11,478
-2,990
-21% -$164K
ILCB icon
373
iShares Morningstar US Equity ETF
ILCB
$1.26B
$626K 0.05%
15,764
+5,724
+57% +$223K
FTCS icon
374
First Trust Capital Strength ETF
FTCS
$7.88B
$625K 0.05%
12,246
-110
-0.9% -$5.46K
GOOS
375
Canada Goose Holdings
GOOS
$868M
$625K 0.05%
+19,800
New +$486K
13 14
15
16 17

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Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.